CMFAS Quizzes & Trivia
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Questions: 5 | Attempts: 30 | Last updated: Apr 3, 2017
Sample QuestionWith respect to the computation of Position Limit, which of the following positions are aggregated? All account ___________ I directly owned by a person or personsII indirectly owned by a person or personsIII of any Person or Persons acting in concertIV In which a person or persons has a proprietary or beneficial interest
Questions: 50 | Attempts: 23 | Last updated: May 24, 2017
Sample QuestionC1 / S1 / Pg2) 1. Which of the following investment assets are the usual make-up of structured products?
Questions: 50 | Attempts: 22 | Last updated: May 24, 2017
Sample Question(C2/S5.4) 1 One of the ways to reduce concentration risk is __________.
Questions: 50 | Attempts: 17 | Last updated: May 24, 2017
Sample Question(C1/S1.1) 1. An equity-linked note combines zero-coupon bond with
Questions: 50 | Attempts: 13 | Last updated: Jun 22, 2015
Sample QuestionC1/S1) 1 Structured products are ___________ of the issuer.
Which of the following statements about structured products is false?