CMFAS Quizzes & Trivia

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Questions: 5  |  Attempts: 30
  • Sample Question
    With respect to the computation of Position Limit, which of the following positions are aggregated? All account ___________ I     directly owned by a person or personsII     indirectly owned by a person or personsIII    of any Person or Persons acting in concertIV   In which a person or persons has a proprietary or beneficial interest



Questions: 50  |  Attempts: 23
  • Sample Question
    C1 / S1 / Pg2) 1. Which of the following investment assets are the usual make-up of structured products?



Questions: 50  |  Attempts: 22
  • Sample Question
    (C2/S5.4) 1 One of the ways to reduce concentration risk is __________.


Questions: 50  |  Attempts: 17
  • Sample Question
    (C1/S1.1) 1. An equity-linked note combines zero-coupon bond with


Questions: 50  |  Attempts: 13
  • Sample Question
    C1/S1) 1 Structured products are ___________ of the issuer.