With respect to the computation of Position Limit, which of the following positions are aggregated? All account ___________ I directly owned by a person or personsII indirectly owned by a person or personsIII of any Person or Persons acting in concertIV In which a person or persons has a proprietary or beneficial interest
A. 
I, II and III
B. 
I, II and IV
C. 
I, III and IV
D. 
I, II, III and IV
2.
In the case of a Market-If-Touched (MIT) sell order, the trigger is placed ______ the current market price, resulting in the order selling at a price ______ than the current market price.
A. 
Above, higher
B. 
Above, lower
C. 
Below, higher
D. 
Below, lower
3.
Which of the following may apply through Clearing Member for direct access to SGX QUEST? I Direct clients of the Clearing MembersII Market Maker or SGX Corporate MembersIII Remote SGX Members
A. 
I only
B. 
I and III only
C. 
II and III only
D. 
All of the above
4.
A Limit Order specifies the ________ price that a ______ willing to pay for one contract
A. 
Maximum, buyer
B. 
Maximum, seller
C. 
Minimum, buyer
D. 
Minimum, seller
5.
Subject to the Securities and Futures Act (“SFA”) for delisting of contracts, the _________may, from time to time and in its absolute discretion, de-list any Futures Contract.
Are you familiar with CMF AS M9A, and would you be interested in taking this quiz? This statement may sound like gibberish, but it has to do with life insurance and investment-linked policies. This insurance is intended for...
Questions: 50 | Attempts: 4767 | Last updated: Mar 22, 2022
Sample Question
C1 / S1 / Pg2) 1. Which of the following investment assets is the usual make-up of structured products?