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Compliance Quizzes, Questions & Answers

Recent Compliance Quizzes

Entercode Test, Part 1 - Customer

Questions: 9 | Attempts: 1252 | Last updated: Mar 22, 2025

Sample Question
Who are our customers?

Every potential user of our product and services.

The end customer who uses our products and services, but also our partners that we design and develop these products with.

All potential users of creditcards.

Import and Export Compliance Test! Trivia Questions Quiz

Questions: 25 | Attempts: 569 | Last updated: Mar 21, 2025

Sample Question
WHEN IS EXPORT CLASSIFICATION OF HARDWARE AND TECHNICAL DATA REQUIRED BY TRIUMPH ENGINE CONTROL SYSTEMS UNDER THE EAR AND ITAR?

ONLY WHEN EXPORTING OUTSIDE THE UNITED STATES

ONLY WHEN PROVIDING TO A FOREIGN NATIONAL

ONLY ITAR ITEMS NEED TO BE CLASSIFIED, NOT EAR

ALL HARDWARE & TECHNICAL DATA MUST BE CLASSIFIED EITHER UNDER THE ITAR OR EAR

Aire-tech Aviation Repairs Suspected Unapproved Parts Quiz

Questions: 10 | Attempts: 476 | Last updated: Mar 21, 2025

Sample Question
"APPROVED PART" IS A PART THAT HAS BEEN :

PROPERLY DESIGNED

PROPERLY PRODUCED

PROPERLY MAINTAINED

PROPERLY DOCUMENTED

ALL OF THE ABOVE

Cfpb Quiz I Compliance Review

Questions: 10 | Attempts: 87 | Last updated: Jul 1, 2025

Sample Question
The statutory frameworks for supervision of large depository institutions and their affiliates and for non-depository consumer financial service companies are largely the same,9 although the supervision authority for each is found in separate sections of the Act. The frameworks include: Pick the one that does not belong.

Supervision

To coordinate with other Federal and state regulators

To use where possible publicly available information and existing reports to Federal or state regulators pertaining to supervised entities.

Bankruptcy laws

WVSDB Employee Code Of Conduct 2013

Questions: 20 | Attempts: 272 | Last updated: Mar 21, 2025

Sample Question
•Section 126-162-4 of State Code defines an employee as follows: all school personnel employed by a county board of education whether employed on a regular full-time basis or otherwise, and shall include other personnel such as employees of the West Virginia Schools for the Deaf and the Blind and all employees of West Virginia Department of Education Institutional Programs.

True

False

Nice Win Big Webinar: Trading Floor & Proactive Compliance

Questions: 10 | Attempts: 73 | Last updated: Sep 7, 2025

Sample Question
What does 'Dodd-Frank' stand for?

Albert Dodd-Frank was the name of the senator that initiated this Act

Seneator Dodd and senator Frank were the two senators who initiated this Act

Seneator Dodd and senator Frank were the two senators that initated this Act

Frank Dodd was the first senator that iniated regulations in the US

Regulation X, Regulation Z, And Regulation B Testing

Questions: 16 | Attempts: 416 | Last updated: Mar 21, 2025

Sample Question
Per FPF Policy and Regulation X/Regulation Z, what is the formalized time period for initial disclosure?

3 business days after talking to consumer

7 business days after receiving a completed application

3 business days after the 6 items of a completed application have been received

30 days after the 6 items of a completed application have been received

Respa Pre-course Knowledge Check

Questions: 5 | Attempts: 413 | Last updated: Mar 20, 2025

Sample Question
RESPA stands for Real Estate Settlement Procedures Act.

True

False

Test Yourself On The Bribery ACT

Questions: 6 | Attempts: 486 | Last updated: Mar 21, 2025

Sample Question
Please read the following statement and confirm if you think it is true or false? "The main aim of the Age UK Anti Bribery procedure is to stop individuals taking gifts and hospitality”

True

False

Staff Legal Terms & Conditions

Questions: 29 | Attempts: 113 | Last updated: Jun 22, 2025

Sample Question
A tutor is required to maintain strict discipline during lesson time. Under no circumstance should a child be rude or disrespectful towards a tutor. If such negative behaviour ensues, the tutor is expected to discipline the child immediately. In the event that a child misbehaves, what action would you take?

One verbal warning, and then instruct pupil to stand outside the classroom for a few minutes. If problem repeats, or if child refuses to stand outside, I will instruct a good pupil to go to the reception with a written note asking for a manager to assist.

Speak nicely to the pupil to ask him/her to stop misbehaving. If the pupil keeps misbehaving, I will politely keep asking until I get through to him/her. I understand this approach will reduce my teaching time and thus affect my productivity overall.

Warn the child verbally. If they repeat the misdemeanour I will physically grab the child by the arm and push them out of the class. I will not let them back in.

Ignore the child until they get bored of disturbing the class.

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