Compliance Quizzes, Questions & Answers

Recent Quizzes

The 'PKT for M1 Online' quiz assesses knowledge on handling customer interactions, compliance issues, and service protocols at Home Credit. It includes scenarios like addressing customer complaints, providing contact information,...

Questions: 10 | Attempts: 76 | Last updated: Mar 21, 2023

Sample Question
If Customer is asking for your office address for any reason ("Making payment,Complaint,Query Etc") Can we provide address to customer.?

Yes

No

May be

Policies And Procedures Quiz

Policies and procedures quiz

There are some true or false questions, multiple choice , multiple answer questions and essay questions. Please read each question carefully and provide me with your best answer/s. Feel free to leave comments in the...

Questions: 15 | Attempts: 1556 | Last updated: Mar 22, 2023

Sample Question
What is the purpose of the policies and procedures

To make our lives miserable

To add more complexity to it

To help us act and behave professionally with each other, with customers and the environment

To add more formality and shape to work place

AML/Ctf Training & Quiz - December 2016

AML/CTF Training & Quiz - December 2016

Have you studied the material on Anti-Money Laundering & Counter-Terrorist Financing? Let’s have a small test to see if you understand the concepts behind AML/CTF and your obligations as a Corporate Service...

Questions: 10 | Attempts: 7285 | Last updated: Mar 22, 2023

Sample Question
Which of the following acts is not considered to be a money laundering offence?

Dealing with any assets, knowing the property is proceeds of a crime

Dealing with any assets, believing the property is proceeds of a crime

Dealing with any assets, not knowing the property is proceeds of a crime

Eo Quiz For Rising Dough Bakery Staff

EO Quiz for Rising Dough Bakery Staff

â€‹Once you have read the Rising Dough Bakery Staff EO Policy Handbook you are required to complete the following quiz. You will not be able to progress to the next question until the current question is...

Questions: 11 | Attempts: 100 | Last updated: Mar 21, 2023

Sample Question
Equal Opportunity is:

Primarily concerned with the recruitment and selection process

Ensuring that people obtain jobs based on their merit

The requirement that employers treat women, older workers and people of different origin more favourably than other workers

Test Your Knowledge About Retirement Plan Compliance! Trivia Quiz

Test your Knowledge about Retirement Plan Compliance! Trivia Quiz

Explore your understanding of retirement plan compliance! This trivia quiz assesses knowledge on plan fiduciaries, investment reviews, cost documentation, fiduciary responsibilities, and oversight mechanisms, ensuring adherence...

Questions: 12 | Attempts: 64 | Last updated: Mar 19, 2023

Sample Question
Have you identified the Fiduciaries to the plan?

Yes

No

March Medication Madness Quiz 1

March Medication Madness Quiz 1 covers crucial aspects of medication management, including storage, safety protocols, and identification to prevent errors.

Questions: 11 | Attempts: 106 | Last updated: Mar 20, 2023

Sample Question
A phone order medication needs to be signed for by the prescribing doctor within

2 hours

8 hours

12 hours

24 hours

Summary Of Key Points - AML & Cft

Summary of Key Points - AML & CFT

This quiz assesses understanding of Anti-Money Laundering (AML) and Counter-Financing of Terrorism (CFT), focusing on key stages like placement and integration, and identifying activities like layering. It's designed for learners...

Questions: 18 | Attempts: 174 | Last updated: Jun 5, 2024

Sample Question
Dirty money can come from

Bribery and insider trading

Selling of hawker food

Casino gambling and lottery wins

Tax savings and capital gains from shares

Associate Compliance Training Quiz

This Associate Compliance Training Quiz assesses knowledge on compliance program violations, ethical reporting procedures, and the importance of ethics in corporate governance. It ensures learners understand the compliance...

Questions: 10 | Attempts: 206 | Last updated: Mar 20, 2023

Sample Question
Which of the following is a violation of the Compliance Program?

Submitting a claim for services that a patient did not receive

Accepting a gift from a vendor in return for using their product

Reprimanding a coworker for reporting a perceived issue to the Compliance Department that turned out to be nothing

All of the above

None of the above

HR Coordinator Screening Assessment

The HR Coordinator Screening Assessment evaluates knowledge of labor laws and HR practices, focusing on overtime, FMLA eligibility, I9 documentation, right-to-work laws, discrimination protection, and privacy of employee...

Questions: 25 | Attempts: 287 | Last updated: Mar 21, 2023

Sample Question
When is over time paid to employees?

Any worked hours over 40 in a work week

Any worked hours over 8 in a work day

Any hours owed to the employee over 40 in a work week

All of the above

Vandyk Mortgage's Equal Treatment And Fair Lending Exam

VanDyk Mortgage's Equal Treatment and Fair Lending Exam

This is a quiz that asks different random questions that are designed to test your knowledge on how well you know tax computation and deduction terms. It might not be as easy as you think but just try it out to see how you will...

Questions: 13 | Attempts: 3554 | Last updated: Mar 22, 2023

Sample Question
When the applicant mentioned the last lender did not like her neighborhood and suggested she try another source, they may have violated which of the following laws?

RESPA

FCRA

ECOA

HMDA

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