12th Grade Securities Regulation Quizzes, Questions & Answers

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Municipal Securities - The Primary Market Quiz Questions

Explore key aspects of municipal securities in the primary market through this quiz. It covers tax exemptions, rating agencies, bond characteristics, underwriting, and fundamental bond elements, assessing knowledge essential for...

Questions: 10 | Attempts: 102 | Last updated: Feb 9, 2025

Sample Question 1
Which of the following does not describe Tax Exemption?

Interest from most municipal securities is exempt from federal income taxes

Daily reference rate based on the interest rates at which banks borrow funds from other banks in the London wholesale money market

Each state exempts interest on its own municipal securities from its residents’ personal income tax.

A state may exempt interest paid by another state’s municipal securities.

Sample Question 2
Which of the following is not a characteristic of a rating agency?

Assigns rating to a bond issuance

Update ratings periodically while debt is outstanding

Maximizes pricing competition between providers

May be consulted on potential credit structures and fiscal actions

Sample Question 3
Which of the following describes a Fixed Rate Bond?

Unsecured promissory notes

10, 20, 30-year maturities

Usually mature in one year or less

Coupon rate is reset periodically

Bank letter or credit required