Compliance Training Quizzes, Questions & Answers

Recent Quizzes

Corporate Compliance Assessment Test! Trivia Quiz

Below is a corporate compliance assessment test! For a business to function effectively in a setting, they are expected to follow guidelines put in place by regulating bodies as well as the government of the country they operate...

Questions: 8 | Attempts: 576 | Last updated: Mar 21, 2023

Sample Question
The Corporate Compliance Policy and Procedures have been developed to see that BHC complies with all legal and ethical standards or practice.

True

False

Compliance Training Quiz: MCQ Trivia!

Compliance training quiz: MCQ trivia! It is important for a place of work or a profession to have some rules they should abide in. In the quiz below, you will test if you understood the topics covered in training. Do give them a...

Questions: 20 | Attempts: 2431 | Last updated: Mar 21, 2023

Sample Question
Compliance is defined as

A yielding; as to a desire or a demand.

The act of complying; a yielding; as to a desire, demand, or proposal.

The act of complying; a yielding; as to a desire, demand, or proposal or concession.

The act of complying; a yielding; as to a desire, demand, or proposal; concession; submission.

All of the above

Imeu Policy Update (2010) Test

IMEU Policy Update (2010) Test

The IMEU Policy Update (2010) Test assesses knowledge on incident management and compliance protocols. It covers investigations, training requirements, and reporting timelines, essential for professionals in regulatory...

Questions: 13 | Attempts: 512 | Last updated: Mar 19, 2023

Sample Question
DDA/IMEU requires a full investigation for all Serious Reportable Incidents (SRI).

True

False

New Hire Orientation: Compliance Training Test! Trivia Quiz

Below is a new hire orientation compliance training test! Every new employee is expected to know the laws of the organizations and what regulations or policies help it to run smoothly. As a new employee, the quiz below will help...

Questions: 19 | Attempts: 249 | Last updated: Mar 22, 2023

Sample Question
Please list which 2 of the following describe a compliance program.

A process to identify, correct and prevent improper conduct or errors in the course of normal business.

A process to promote good business profit analysis

Promotes Ethical Behavior for all operations

Prevents billing errors

Could You Pass This Compliance Trivia Test?

Could you pass this Compliance Trivia Test?

Could you pass this compliance trivia test? Rules are put in place for a reason, and it is important to ensure that you follow them as the consequences may, at times, be too bad to walk back from as an institution. Take up...

Questions: 10 | Attempts: 57 | Last updated: May 18, 2023

Sample Question
Maniflo agents must always comply with:

The Bank Secrecy Act (BSA)

The PATRIOT ACT

State laws and regulations

All of the above

Wsp Policies, Standards And Guidelines (Part 2)

WSP Policies, Standards and Guidelines (Part 2)

The purpose of this quiz is to assure that WSP members understand the Policies, Standards and Guidelines section of the member handbook.

Questions: 11 | Attempts: 63 | Last updated: Mar 20, 2023

Sample Question
Members accrue approximately ___ (unpaid) personal days off (PDO) during their term of service

0

12

40

182

Compliance: Anti-money Laundering Test! Trivia Quiz

Compliance: Anti-Money Laundering Test! Trivia Quiz

Below is compliance: anti-money laundering test! It is designed to help anyone working in the financial sector know all the guidelines and regulations put forth when it comes to money laundering what one should do when it is...

Questions: 19 | Attempts: 1795 | Last updated: Mar 21, 2023

Sample Question
What is one of the major risks of Money laundering?

Loss of income

Negative impact to our communities and our country

Employee turnover

Customer Dissatisfaction

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