Could you pass this compliance trivia test? Rules are put in place for a reason, and it is important to ensure that you follow them as the consequences may, at times, be too bad to walk back from as an institution. Take up the quiz below and get to see how knowledgeable you are on what is expected of you when it comes to certain transactions at the place of work.
More than $2000
More than $3000
More than $10,000
All of the above
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Splitting
Shifting
Structuring
None of the above
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Anytime a transaction seems suspicious, no matter the amount
For all transactions of $3000 or more
For all transactions for more than $10,000
All of the above
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Whenever a new employee is hired
Once a year after being hired
When new regulations or policies are enacted
All of the above
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One customer sends multiple transmissions, to one person, the same day
Multiple customers send funds to the same person on the same day
A customer has multiple transaction to persons with similar names the same day
All of the above
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Always inform the customer a SAR has been filed
Never tell the customer a SAR has been filed
Only tell customer the agent knows as well
None of the above
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Transactions of different amounts require different levels of identification
They should divide their transactions so additional identification is not needed
Both of the above
Neither of the above
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Refuse to complete the transaction
Complete the transaction, but remember that customer for the next time he comes in
Complete the transactions and then inform Maniflo’s compliance department
None of the above
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Customer’s date of birth
Customer’s occupation
Both of the above
Neither of the above, for Maniflo transactions of $2,000 require ID
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Quiz Review Timeline (Updated): May 18, 2023 +
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