Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 10 questions that you will need to answer 5 questions correctly in order to be entitled to certificate of completion. There will only be 2 attempts of this assessment test and no refund will be made for any failure of the test and certificate of completion will not be issued. Let's take the test!
True
False
Rate this question:
Make sure the company is profitable
Supervise the regulated activity of the company
Ensure compliance of the company
Hire fit and proper personnel for the company to carry out regulated activity
Rate this question:
True
False
Rate this question:
True
False
Rate this question:
Martial status
Nationality
Political viewpoint
Financial status or insolvency
Rate this question:
True
False
Rate this question:
True
False
Rate this question:
True
False
Rate this question:
Right on month end day
7 days after month end
14 days after month end
21 days after month end
Rate this question:
True
False
Rate this question:
5%
10%
25%
50%
Rate this question:
Within 1 business day
Within 5 business days
Within 14 business days
Rate this question:
True
False
Rate this question:
Quiz Review Timeline (Updated): Mar 22, 2023 +
Our quizzes are rigorously reviewed, monitored and continuously updated by our expert board to maintain accuracy, relevance, and timeliness.
Release Your Inner Beast
Please take a few minutes to discover and release your inner compliance beast
Answer these questions based on the first response that comes to mind. If it does not match...
Questions:
14 |
Attempts:
5339 |
Last updated:
Mar 21, 2022
|
Consultant Review Of Key Terms And Conditions
This quiz ensures consultants understand and adhere to the terms and conditions required for participation in Axon Advisors' projects, focusing on compliance and ethical standards.
Questions:
18 |
Attempts:
44 |
Last updated:
Jun 12, 2024
|
|
Authentication And Disclosures Test
The 'Authentication and Disclosures Test' assesses knowledge on customer authentication, legal disclosures, and privacy practices. It covers the essentials of identifying...
Questions:
10 |
Attempts:
158 |
Last updated:
Mar 24, 2023
|
Crim Ordering Compliance - Level 2
This is a more advanced test that contains questions on many different ordering scenarios.
Questions:
57 |
Attempts:
215 |
Last updated:
Mar 22, 2023
|
Compliance 101 : Trivia Test Questions! Quiz
Below is a compliance 101: trivia test questions! It is perfect for anyone who wants to add on to their knowledge when it comes to compliance with laid down internal and external...
Questions:
7 |
Attempts:
3958 |
Last updated:
Mar 22, 2023
|
Sample Compliance Exam For Sinsley
This Sample Compliance Exam for Sinsley assesses knowledge and practices around compliance, focusing on employee data management and reporting. It evaluates the understanding of...
Questions:
10 |
Attempts:
187 |
Last updated:
Mar 21, 2023
|
|
Wait!
Here's an interesting quiz for you.