Post Day One: Compliance
- 1.First Name:
- 2.Last Name:
- 3.5 Digit Agent #:
- 4.Appointment Date (MM/DD/YY):
- 5.ST:
- 6.The five key elements required when ordering CREDIT REPORTS are:
- A.
Full name, current address, previous address, driver’s license number, SSN.
- B.
Full name, previous address, Date of birth, SSN.
- C.
Full name, current address, previous address, date of birth, SSN.
- D.
Full name, current address, driver’s license number, make and model of vehicle.
- 7.What information is not required when declaring Prior Insurance?
- A.
Current continuous 6 month policy period.
- B.
BI limits
- C.
Effective dates
- D.
Social Security numbers of all drivers listed on policy.
- 8.When submitting a Property Endorsement, the correct process is:
- A.
Wait until the RMBC sends the agent a solicitation for Documentation via e-mail.
- B.
Submit endorsement and fax the documentation as soon as the insured brings it in.
- C.
Pend the endorsement until the insured hands the agent the documentation and it meets the requirements, fax the same day the endorsement is submitted.
- D.
Submit the endorsement, no documentation required.
- 9.Legal Trailing Documents should be:
- A.
Signed and faxed to the RMBC within 10 business days.
- B.
Signed and faxed to the SWDC within 5 business days.
- C.
Kept in the insured’s file and wait for a solicitation.
- D.
None of the above.
- 10.Agents should check the Compliance Scorecard to:
- A.
Avoid POSIS review by pro-actively checking any non-compliant items monthly.
- B.
Check if they will be eligible to go on a promotion trip.
- C.
Make sure they are on pace for bonus.
- D.
All of the above.
- 11.Agents on POSIS review are not allowed to purchase a book of business, mentor new agents or open a Satellite office, True or False?
- A.
True
- B.
False
Questions: 12 | Attempts: 333 | Last updated: Apr 6, 2021
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