Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 10 questions that you will need to answer 5 questions correctly in order to be entitled to certificate of completion. There will only be 2 attempts of this assessment test and no refund will be made for any failure of the test and certificate of completion will not be issued. Let's take the test!
Director
Employee
Substantial Shareholder
All of the above
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A corporation
A shareholder or an officer of the corporation
The listed securities or derivatives of the corporation
All of the above
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Tipper
Tippee
Innocent Agent
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Yes
No
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True
False
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Changes in financial condition, e.g. cashflow crisis, credit crunch
Market rumours and media speculation
Changes in control and control agreements
Changes in auditors
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True
False
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HK$1 million
HK$10 million
HK$100 million
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No Motive
Good Faith
Innocent Agent
Reasonable use
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Disqualification order of not allowing a relevant person continuing to act as director
Cold shoulder order
Winding Up Order
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1%
5%
10%
Securities and Futures Ordinance does not set the percentage
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Quiz Review Timeline (Updated): Feb 3, 2023 +
Our quizzes are rigorously reviewed, monitored and continuously updated by our expert board to maintain accuracy, relevance, and timeliness.
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