Quarterly Cic Division Call Quiz

10 Questions | By Bgoldberg408 | Last updated: Mar 21, 2022 | Total Attempts: 55

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Questions and Answers

1.

Which entity is a subsidiary of Santander Securities?
- A.
  
  Santander Securities LLC
- B.
  
  Banco Santander Puerto Rico
- C.
  
  Island Finance
- D.
  
  Santander Asset Management Corporation
2.

Which show's introduction features Banco Santander International's headquarters?
- A.
  
  CSI: Miami
- B.
  
  Dexter
- C.
  
  Hard Knocks: Miami Dolphins
- D.
  
  Burn Notice
3.

In which countries do the largest number of Banco Santander International's clients live?
- A.
  
  Columbia, Venezuela, North Korea
- B.
  
  Mexico, Argentina, Brazil
- C.
  
  Argentina. Mexico, Venezuela
- D.
  
  Venezuela, Argentina, China
4.

Which agency regulates Banco Santander New York's Branch?
- A.
  
  Office of the Comptroller of the Currency (OCC)
- B.
  
  Consumer Financial Protection Bureau (CFPB)
- C.
  
  Federal Reserve Bank of New York (FRBNY)
- D.
  
  Financial Industry Regulatory Authority (FINRA)
5.

Banco Santander New York's main activities include which of the following?
- A.
  
  Treasury Derivative Trading
- B.
  
  Private Banking
- C.
  
  Retail Banking
- D.
  
  A and C
6.

Standard and Poor's recently changed HSBC's rating to:
- A.
  
  Positive
- B.
  
  Stable
- C.
  
  Negative
7.

What does SCRA stand for?
- A.
  
  Service Civil Rights Act
- B.
  
  Standard Consumer Regulatory Authority
- C.
  
  Servicemembers Civil Relief Act
- D.
  
  Standard Credit Reporting Agency
8.

Who is the head of the New York State Department of Financial Services?
- A.
  
  Timothy Geithner
- B.
  
  Benjamin Lawsky
- C.
  
  Ben Bernanke
9.

What is not component of SCUSA's BSA/AML program?
- A.
  
  Know Your Customer (KYC)
- B.
  
  Customer Identification Program (CIP)
- C.
  
  Suspicious Activity Reporting
- D.
  
  ID Theft Red Flags
10.

How many auto dealerships does SCUSA work with?
- A.
  
  1,000-2,000
- B.
  
  2,001-9,999
- C.
  
  10,000-20,000
- D.
  
  20,000+