Quarterly Cic Division Call Quiz

10 Questions | Total Attempts: 52

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Division Quizzes & Trivia

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Questions and Answers
  • 1. 
    Which entity is a subsidiary of Santander Securities?
    • A. 

      Santander Securities LLC

    • B. 

      Banco Santander Puerto Rico

    • C. 

      Island Finance

    • D. 

      Santander Asset Management Corporation

  • 2. 
    Which show's introduction features Banco Santander International's headquarters?
    • A. 

      CSI: Miami

    • B. 

      Dexter

    • C. 

      Hard Knocks: Miami Dolphins

    • D. 

      Burn Notice

  • 3. 
    In which countries do the largest number of Banco Santander International's clients live?
    • A. 

      Columbia, Venezuela, North Korea

    • B. 

      Mexico, Argentina, Brazil

    • C. 

      Argentina. Mexico, Venezuela

    • D. 

      Venezuela, Argentina, China

  • 4. 
    Which agency regulates Banco Santander New York's Branch?
    • A. 

      Office of the Comptroller of the Currency (OCC)

    • B. 

      Consumer Financial Protection Bureau (CFPB)

    • C. 

      Federal Reserve Bank of New York (FRBNY)

    • D. 

      Financial Industry Regulatory Authority (FINRA)

  • 5. 
    Banco Santander New York's main activities include which of the following?
    • A. 

      Treasury Derivative Trading

    • B. 

      Private Banking

    • C. 

      Retail Banking

    • D. 

      A and C

  • 6. 
    Standard and Poor's recently changed HSBC's rating to:
    • A. 

      Positive

    • B. 

      Stable

    • C. 

      Negative

  • 7. 
    What does SCRA stand for?
    • A. 

      Service Civil Rights Act

    • B. 

      Standard Consumer Regulatory Authority

    • C. 

      Servicemembers Civil Relief Act

    • D. 

      Standard Credit Reporting Agency

  • 8. 
    Who is the head of the New York State Department of Financial Services?
    • A. 

      Timothy Geithner

    • B. 

      Benjamin Lawsky

    • C. 

      Ben Bernanke

  • 9. 
    What is not component of SCUSA's BSA/AML program?
    • A. 

      Know Your Customer (KYC)

    • B. 

      Customer Identification Program (CIP)

    • C. 

      Suspicious Activity Reporting

    • D. 

      ID Theft Red Flags

  • 10. 
    How many auto dealerships does SCUSA work with?
    • A. 

      1,000-2,000

    • B. 

      2,001-9,999

    • C. 

      10,000-20,000

    • D. 

      20,000+

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