Compliance Training Quizzes, Questions & Answers

It's time for another challenge! This time, we bring you quizzes on "Compliance Training". Whether you're the new guy at the office, or one of the veterans, or should we say "more experienced" ones, compliance is surely one of the top priorities of your company or organization. Are you aware of the set of rules and regulations in your workplace? What are the policies that apply in your daily job routine?

We have a wide collection of quizzes that should test the level of your compliance. Topics range from OSHA safety, workplace harassment, and compliance training, to name a few. Check out our quizzes to see which ones fit you best! Relax. No code of conduct needed for these quizzes! Take your time and show us who's boss when you take on these quizzes on "Compliance Training". You got this!

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Top Trending Quizzes

LIHTC Compliance OHCS Manual! Trivia Training Quiz

This trivia training quiz is made up of the LIHTC compliance OHCS manual. Owning a house is something that everyone desires to do, but if you work for OHCS, you know that you cannot just hand over a house until some things have...

Questions: 10 | Attempts: 1498 | Last updated: Mar 22, 2023

Sample Question
LIHTC stands for which of the following acronyms?

Low Income HUD Tax Credit

Low Income Housing Tax Credit

Low to Intermediate Housing Tax Credit

None of the above

PCI Compliance Training Test!

This is a PCI compliance training test! Being that we are living in a paperless society, credit and debit cards are the most used ways of payments, and establishments need to follow some regulations to ensure the safety of the...

Questions: 10 | Attempts: 6254 | Last updated: Nov 16, 2023

Sample Question
PCI DSS was created by the major credit card companies.

True

False

Compliance 101 : Trivia Test Questions! Quiz

Below is a compliance 101: trivia test questions! It is perfect for anyone who wants to add on to their knowledge when it comes to compliance with laid down internal and external policies. Do take up the quiz below and get to see...

Questions: 7 | Attempts: 3833 | Last updated: Mar 22, 2023

Sample Question
The OIG performs all of the following EXCEPT:

A. Issues guidance to health care organizations on compliance programs.

B. Administers the Medicare and Medicaid programs.

C. Conducts audits of health care organizations’ billing practices.

D. Investigates suspected health care fraud and abuse.

Trivia Quiz: Can You Pass The Export Compliance Test?

Can you pass the export compliance test? There are a lot of rules that are put in place to ensure that before something leaves a country, it has gone through different checks and does not pose a danger to people. Do take up the...

Questions: 20 | Attempts: 2301 | Last updated: Mar 22, 2023

Sample Question
True or False: Exporting ITAR/EAR controlled data to foreign persons usually requires a license.

True

False

PCI Compliance Test! Trivia Quiz

Below is a PCI compliance test! If you want to pay your bill using your credit or debit card, you want to know that your information will not be used for other reasons other than the transactions you have verified to do. Take...

Questions: 10 | Attempts: 8900 | Last updated: Mar 22, 2023

Sample Question
A commercial payment product has been PA-DSS 1.2.1 validated by a PA-QSA. It is also listed on the PCI Security Standards Council Website as a validated payment application. As a result, the product is guaranteed to be PCI-DSS compliant when deployed in the merchant’s environment.

True

False

Recent Quizzes

PCI Compliance Quiz 2018

Please complete the required quiz for the Department of Education's PCI compliance requirement in the year 2018.

Questions: 8 | Attempts: 136 | Last updated: Mar 21, 2023

Sample Question
Please check all that apply: How do I protect cardholder data?

Credit card receipts must only show the last 4 digits

Have security policies and procedures in place

Test the system with a live credit card (PAN)

Limit this to only those who need this information to do their jobs

The Corporate Compliance Quiz! Trivia

Do you know anything about corporate compliance? Do you suppose you can conquer this quiz? In the corporate world, it is defined as the process of making sure your company and employees follow all laws, regulations, standards,...

Questions: 9 | Attempts: 1394 | Last updated: Mar 22, 2023

Sample Question
Who is the corporate compliance officer?

The board president

The executive director, Kathleen Claybrook

A lawyer

The vice president

Compliance Training Test On Regulatory Inspection

Compliance Training Test on Regulatory Inspection

Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 5 questions that you will need to answer 3 questions correctly in...

Questions: 7 | Attempts: 203 | Last updated: Feb 3, 2023

Sample Question
SFC's off-site monitoring on SFC licensed corporation includes the following:

Market news or media report

Sharing with or referrals from fellow regulators

Industry surveys

All of the above

Insider Dealing Compliance Issues And Cases Test

Insider Dealing Compliance Issues and Cases Test

Thank you for attending the training online. To be entitled to certificate of completion, please take this assessment test. The test contains 10 questions that you will need to answer 5 questions correctly in...

Questions: 12 | Attempts: 218 | Last updated: Feb 3, 2023

Sample Question
What is the maximum fine for a criminal offence of insider dealing under Hong Kong Laws?

HK$1 million

HK$10 million

HK$100 million

Compliance Kickoff Training (English) Test

Questions: 10 | Attempts: 170 | Last updated: Feb 3, 2023

Sample Question
Should personal dealing be recorded and documented by the compliance department?

Yes

No

PAR: Compliance Training Test! Trivia Quiz

This is a PAR: compliance training test. When you start a company, there is much that is expected of you when it comes to the safety of living things, and as an employee of PAR, you should know all the things that you should do...

Questions: 17 | Attempts: 166 | Last updated: Mar 18, 2023

Sample Question
PAR has a duty to seek the lowest execution price for trades on behalf of the Fund on all trades.

True

False

Do You Know About PCI Compliance?

Do you know about PCI Compliance?

Do you know about PCI compliance? In the world today, most people are not prone to walking around with cash and opt to pay for things acquired through debit or credit cards. If you are a seller, you need to ensure that you know...

Questions: 10 | Attempts: 259 | Last updated: Nov 17, 2023

Sample Question
PCI stands for:

Payment Card Industry

Processing Cards Internally

Payment Cost Inventory

Corporate Compliance Program! Trivia Quiz

Are you looking for a corporate compliance program trivia quiz? Every organization has specific regulations and laws that it is expected to follow, and coming up with this program helps to keep an eye out for which ones are being...

Questions: 10 | Attempts: 128 | Last updated: Mar 22, 2023

Sample Question
Who is the Corporate Compliance Officer for Physicians Toxicology?

Melanie Osborn

Char Gleesing

Ryan Lund

Joe DeColumna

Import And Export Compliance Test! Trivia Questions Quiz

Import and Export Compliance Test! Trivia Questions Quiz

Below are an import and export compliance test! There is a lot that can go wrong if people were allowed to move anything over the borders and transfer them freely. This is why there are specific rules that are laid down to ensure...

Questions: 25 | Attempts: 464 | Last updated: Mar 21, 2023

Sample Question
WHEN IS EXPORT CLASSIFICATION OF HARDWARE AND TECHNICAL DATA REQUIRED BY TRIUMPH ENGINE CONTROL SYSTEMS UNDER THE EAR AND ITAR?

ONLY WHEN EXPORTING OUTSIDE THE UNITED STATES

ONLY WHEN PROVIDING TO A FOREIGN NATIONAL

ONLY ITAR ITEMS NEED TO BE CLASSIFIED, NOT EAR

ALL HARDWARE & TECHNICAL DATA MUST BE CLASSIFIED EITHER UNDER THE ITAR OR EAR

Quality Assurance Compliance Test! Trivia Quiz

This trivia quiz is a quality assurance compliance test! To protect consumers from extortion or from buying harmful products, the government and various bodies have laid don specific rules that companies should follow to ensure...

Questions: 10 | Attempts: 173 | Last updated: Mar 19, 2023

Sample Question
The agent created a booking for the customer who called in to enquire about fare pricing.

Followed privacy and security guidelines (including credit card information)

Adhered to anti-fraud measures

Advised fare rules

Left notes on the PNR

Regulatory Compliance Test! Trivia Questions Quiz

Below is a regulatory compliance test! Different organizations are guided by specific laws, policies, and regulations, and failure to following them often leads to legal charges against the entity. Do take the quiz below and get...

Questions: 15 | Attempts: 314 | Last updated: Mar 22, 2023

Sample Question
Sparrow's Compliance efforts include informing all associates about the importance of compliance

True

False

Corporate Compliance Assessment Test! Trivia Quiz

Below is a corporate compliance assessment test! For a business to function effectively in a setting, they are expected to follow guidelines put in place by regulating bodies as well as the government of the country they operate...

Questions: 8 | Attempts: 563 | Last updated: Mar 21, 2023

Sample Question
The Corporate Compliance Policy and Procedures have been developed to see that BHC complies with all legal and ethical standards or practice.

True

False

Compliance Training Quiz: MCQ Trivia!

Compliance training quiz: MCQ trivia! It is important for a place of work or a profession to have some rules they should abide in. In the quiz below, you will test if you understood the topics covered in training. Do give them a...

Questions: 20 | Attempts: 2247 | Last updated: Mar 21, 2023

Sample Question
Compliance is defined as

A yielding; as to a desire or a demand.

The act of complying; a yielding; as to a desire, demand, or proposal.

The act of complying; a yielding; as to a desire, demand, or proposal or concession.

The act of complying; a yielding; as to a desire, demand, or proposal; concession; submission.

All of the above

Ferc: SOC Compliance Training Test! Trivia Quiz

FERC: SOC Compliance Training Test! Trivia Quiz

Below is a Ferc: SOC Compliance Training Test! It is perfect for helping you see just how much you know about how to the standard of conduct that is expected of you when it comes to the SOC. Do give it a try, and be sure to check...

Questions: 10 | Attempts: 180 | Last updated: Mar 20, 2023

Sample Question
Compliance with the SOC is required by the:

Securities and Exchange Commission

U.S. Department of Transportation

Federal Energy Regulatory Commission

Code Of Ethics Policy And Procedure! Compliance Training Quiz

Code of Ethics Policy and Procedure! Compliance Training Quiz

Test your understanding of the code of ethics policy and procedure in this compliance training quiz. There are a set of rules that are expected to be followed in financial institutions so that one can obtain certain types of...

Questions: 15 | Attempts: 133 | Last updated: Feb 19, 2024

Sample Question
You want to participate in a secondary offering. You can't participate if the fund:

Has ever shorted the stock

Has shorted the stock anytime in the previous year prior to the pricing date

Is net short the position at the time of the registration period

Has shorted the stock 5 days before the pricing date

Scheduling Compliance Test! Trivia Quiz

Welcome to this scheduling compliance test! If you carry out maintenance regularly, there are some things that you should ensure you check and to see if you do so correctly, I have prepared the quiz below. Do give it a shot and...

Questions: 52 | Attempts: 64 | Last updated: Mar 20, 2023

Sample Question
Aetna has a 30 mile search radius?

True

False

Health care Corporate Compliance Test! Trivia Quiz

Health Care Corporate Compliance Test! Trivia Quiz

Are you looking for a health care corporate compliance test! There are a lot of things that can go wrong if the health care system is not well monitored or regularizes as the medical practitioners would do whatever suits them...

Questions: 10 | Attempts: 829 | Last updated: Mar 22, 2023

Sample Question
Which of the following is a violation of Cornell Scott-Hill Health Center’s Compliance Program:

Billing a patient for services they did not receive.

Taking office supplies home for personal use.

Accepting a gift from an HHC vendor.

Referring HHC patients to practice in which you have a financial interest in.

All of the above

None of the above

NCAA Compliance Test! Trivia Questions Quiz

This is an NCAA compliance test! This compliance test is designed to help administrators ensure that their athletic department and student-athletes are in compliance with NCAA legislation. Do you know all the legislations? Do...

Questions: 11 | Attempts: 947 | Last updated: Mar 22, 2023

Sample Question
A local restaurant is offering "buy-one get-one free" entrees to all college students on Friday night. The restaurant manager called you personally to invite you to take advantage of this special deal. Can you accept?

Sure thing. Bring a date!

I better not. Athletes aren't allowed to receive discounts.

SOX Section 404 : Compliance Trivia Test! Quiz

Sox Section 404 : Compliance Trivia Test! Quiz

SOX section 404: compliance trivia test! Do you believe you have a proper understanding of all the guidelines laid down by the SOX and can easily pass the quiz below? To help you see how true that is, we have prepared the amazing...

Questions: 18 | Attempts: 256 | Last updated: Mar 22, 2023

Sample Question
Manager Approvals must contain:

Full Name, Userid, Roles, One ticket per Application

Full Name, Userid, One ticket per Application, Roles, Business Justification

Full Name, Userid, Roles, Business Justification

New Hire Orientation: Compliance Training Test! Trivia Quiz

Below is a new hire orientation compliance training test! Every new employee is expected to know the laws of the organizations and what regulations or policies help it to run smoothly. As a new employee, the quiz below will help...

Questions: 19 | Attempts: 236 | Last updated: Mar 22, 2023

Sample Question
Please list which 2 of the following describe a compliance program.

A process to identify, correct and prevent improper conduct or errors in the course of normal business.

A process to promote good business profit analysis

Promotes Ethical Behavior for all operations

Prevents billing errors

International Trade Compliance Policy Test! Trivia Quiz

What we have here is an international trade compliance policy test trivia quiz? It is perfect for anyone who wants to be in the export-import business to know the rules that control the trade. By taking this quiz, you will get to...

Questions: 5 | Attempts: 295 | Last updated: Mar 21, 2023

Sample Question
The purpose of this Policy is to ensure that:

Honeywell complies with import/export laws and regulations by using tariff preference programs and free trade agreements in order to maximize duty-savings.

Honeywell complies with U.S. export laws and regulations and the import/export laws and regulations of each country in which it conducts business.

Both, A and B

Regulatory Compliance Training Trivia Quiz! Test

Below is a regulatory compliance training trivia quiz! There are different laws, regulations, guidelines, and specifications put in place when it comes to business processes and for a business to succeed without threats of being...

Questions: 10 | Attempts: 174 | Last updated: Mar 22, 2023

Sample Question
The compliance deadline for Regulation CC changes that created one check processing region was:

January 1, 2010

April 1, 2010

February 26, 2010

June 26, 2010

« Previous12 Next »

Compliance: Anti-Money Laundering Test! Trivia Quiz

Below is compliance: anti-money laundering test! It is designed to help anyone working in the financial sector know all the guidelines and regulations put forth when it comes to money laundering what one should do when it is...

Questions: 19 | Attempts: 1672 | Last updated: Mar 21, 2023

Sample Question
What is one of the major risks of Money laundering?

Loss of income

Negative impact to our communities and our country

Employee turnover

Customer Dissatisfaction

Compliance Training Quizzes, Questions & Answers

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