Merchant Banking & Financial Service (306 Fin)
By Dr Tanaji V Chavan
- 1.A market for relatively long-term (greater than one year original maturity) financial instruments (e.g., bonds and stocks) is known as the __________ market.
- A.
Secondary
- B.
Primary
- C.
Tertiary
- D.
Capital
- 2.Which of the following is a short-term option to buy a certain number of securities from the issuing corporation
- A.
Right
- B.
Red herring
- C.
Initial public offering
- D.
Letter stock
- 3.A temporary combination of investment banking firms formed to sell a new security issue, can be referred to as a (an) __________.
- A.
Underwriting syndicate
- B.
Red herring
- C.
Registration statement
- D.
Standby arrangement
- 4.Which of the following is privately placed common stock that cannot be immediately resold?
- A.
Letter stock
- B.
Red herring
- C.
Initial public offering
- D.
Right
- 5.The preliminary prospectus, which has a statement on its cover that the registration statement has not yet become effective, is referred to as a (an) __________.
- A.
Red herring
- B.
Registration statement
- C.
Underwriting syndicate
- D.
Standby arrangement
- 6.What is CRR?
- A.
Cash Reserve Ratio
- B.
Current Ratio Rate
- C.
Credit Rating Record.
- D.
Cash Review Report
- 7.Interest rates being charged by Banks in India has shown trend in recent years
- A.
Falling
- B.
Rising
- C.
Stable
- D.
Volatile
- 8.Gilt edged securities refer to
- A.
Securities issued by first class companies
- B.
Government Securities
- C.
Securities issued by municipal corporations
- D.
Securities issued by NBFCs.
- 9.Which of these is not a credit rating agency?
- A.
Price water house
- B.
Moody
- C.
Standard & Poors
- D.
ICRA
- 10.NABARD refinance for financing Self Help Groups is to the extent of
- A.
75%
- B.
25%
- C.
50%
- D.
100%
- 11.Full form of SLR is
- A.
Statutory Liquidity Ratio
- B.
State Level Recovery
- C.
Sundry Leverage Ratio
- D.
State Liquidity Reserve
- 12.C. R. A. In banking parlance stands for
- A.
Credit Risk Assessment
- B.
Credit Rating Association
- C.
Credit Rating Agency
- D.
None of these
- 13.The full form of RBS is
- A.
Risk Based Supervision
- B.
Rating by System
- C.
Role Based Supervision
- D.
Rating Bank Security
- 14.What should be the method of valuation for advances against shares/debenutres/ bonds? you like?
- A.
Market price
- B.
Face value
- C.
Book Value
- D.
Average Value
- 15.Plastic Cards implanted with computer chip to the data is known as
- A.
Smart Card
- B.
SME Card
- C.
Credit Card
- D.
ATM Card
- 16.The VSAT communication network for banks and financial institutions launched by RBI is known as
- A.
INEINET
- B.
SWIFT
- C.
SBI NET
- D.
BANK NET
- 17._____________is not a major cause of systematic (undiversified)risk
- A.
Company management change
- B.
World energy supply
- C.
A worldwide recession
- D.
A world war
- 18._______________is/are not a major cause of unsystematic risk
- A.
Worldwide inflation
- B.
Wildcat strikes
- C.
New competitors
- D.
New product management
- 19.A portfolio that incurs the smallest risk for a given level of return is called
- A.
The efficient portfolio
- B.
The market portfolio
- C.
The efficient frontier
- D.
The optimal portfolio
- 20.According to a study by Levy and Lerman, an investment in U. S. Bonds compared to internationally diversified bond portfolios is _________
- A.
Less efficient
- B.
More efficient
- C.
About the same
- D.
Relatively efficient
Questions: 50 | Attempts: 69254 | Last updated: Mar 22, 2022
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Sample QuestionName the bank with which the Reserve Bank of India on 4 December 2012 signed a three year Bilateral Swap Arrangement (BSA) for swapping of the local currencies to address short-term liquidity problems.
Questions: 50 | Attempts: 57033 | Last updated: Mar 22, 2022
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Sample QuestionDirection for the Questions: Read the following carefully and answer the question given below it. The Central Bureau of Investigation has issued notices to the brother based in London and Geneva to “join” the probe into the payoffs case that has gone on for over a decade. The agency has given the NRI brothers a week’s time to respond to notice. The notices have been issued through the Indian diplomatic mission in Geneva and London, while they have repeatedly denied any involvement in the Rs. 1437 Crore gun deal; it is widely known that they have blocked the transfer of Swiss Bank document to India over the past decade. Their appeal against the transfer of documents was defeated at the three levels in Swiss Court. While the first set of document was brought home in January 1997 by CBI, it got the second set on December 19. The CBI move to send notices to the influential NRI family gains importance, particularly after it has devoted some time in scrutinizing the second set of document which were ordered to be retained by the agency by a Delhi Special Court. Though the sources would not comment on the progress made in scrutinizing the second set of Swiss Document, they maintained that the CBI could be looking for “clues” that in some ways or the other could be looking for “Clues” that in some way or the other could link the brothers to another to stream of payment running into a few crores of rupees. Why has CBI issued a notice to the brothers?
Questions: 16 | Attempts: 6934 | Last updated: Mar 22, 2022
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Sample QuestionThe business dealing with money and credit is:
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