Merchant Banking & Financial Service (306 Fin)
By Dr Tanaji V Chavan
- 1.A market for relatively long-term (greater than one year original maturity) financial instruments (e.g., bonds and stocks) is known as the __________ market.
- A.
Secondary
- B.
Primary
- C.
Tertiary
- D.
Capital
- 2.Which of the following is a short-term option to buy a certain number of securities from the issuing corporation
- A.
Right
- B.
Red herring
- C.
Initial public offering
- D.
Letter stock
- 3.A temporary combination of investment banking firms formed to sell a new security issue, can be referred to as a (an) __________.
- A.
Underwriting syndicate
- B.
Red herring
- C.
Registration statement
- D.
Standby arrangement
- 4.Which of the following is privately placed common stock that cannot be immediately resold?
- A.
Letter stock
- B.
Red herring
- C.
Initial public offering
- D.
Right
- 5.The preliminary prospectus, which has a statement on its cover that the registration statement has not yet become effective, is referred to as a (an) __________.
- A.
Red herring
- B.
Registration statement
- C.
Underwriting syndicate
- D.
Standby arrangement
- 6.What is CRR?
- A.
Cash Reserve Ratio
- B.
Current Ratio Rate
- C.
Credit Rating Record.
- D.
Cash Review Report
- 7.Interest rates being charged by Banks in India has shown trend in recent years
- A.
Falling
- B.
Rising
- C.
Stable
- D.
Volatile
- 8.Gilt edged securities refer to
- A.
Securities issued by first class companies
- B.
Government Securities
- C.
Securities issued by municipal corporations
- D.
Securities issued by NBFCs.
- 9.Which of these is not a credit rating agency?
- A.
Price water house
- B.
Moody
- C.
Standard & Poors
- D.
ICRA
- 10.NABARD refinance for financing Self Help Groups is to the extent of
- A.
75%
- B.
25%
- C.
50%
- D.
100%
- 11.Full form of SLR is
- A.
Statutory Liquidity Ratio
- B.
State Level Recovery
- C.
Sundry Leverage Ratio
- D.
State Liquidity Reserve
- 12.C. R. A. In banking parlance stands for
- A.
Credit Risk Assessment
- B.
Credit Rating Association
- C.
Credit Rating Agency
- D.
None of these
- 13.The full form of RBS is
- A.
Risk Based Supervision
- B.
Rating by System
- C.
Role Based Supervision
- D.
Rating Bank Security
- 14.What should be the method of valuation for advances against shares/debenutres/ bonds? you like?
- A.
Market price
- B.
Face value
- C.
Book Value
- D.
Average Value
- 15.Plastic Cards implanted with computer chip to the data is known as
- A.
Smart Card
- B.
SME Card
- C.
Credit Card
- D.
ATM Card
- 16.The VSAT communication network for banks and financial institutions launched by RBI is known as
- A.
INEINET
- B.
SWIFT
- C.
SBI NET
- D.
BANK NET
- 17._____________is not a major cause of systematic (undiversified)risk
- A.
Company management change
- B.
World energy supply
- C.
A worldwide recession
- D.
A world war
- 18._______________is/are not a major cause of unsystematic risk
- A.
Worldwide inflation
- B.
Wildcat strikes
- C.
New competitors
- D.
New product management
- 19.A portfolio that incurs the smallest risk for a given level of return is called
- A.
The efficient portfolio
- B.
The market portfolio
- C.
The efficient frontier
- D.
The optimal portfolio
- 20.According to a study by Levy and Lerman, an investment in U. S. Bonds compared to internationally diversified bond portfolios is _________
- A.
Less efficient
- B.
More efficient
- C.
About the same
- D.
Relatively efficient
Questions: 20 | Attempts: 383 | Last updated: Oct 14, 2015
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Sample QuestionThe preliminary prospectus, which has a statement on its cover that the registration statement has not yet become effective, is referred to as a (an) __________.
Questions: 10 | Attempts: 666 | Last updated: Jan 28, 2013
-
Sample QuestionWhy SLR is maintained?
Questions: 10 | Attempts: 145 | Last updated: Feb 28, 2018
-
Sample QuestionHow many questions are assigned to test writing skills in the business analyst banking system?
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