Finra Series 7 Exam Prep
10 Questions
| Total Attempts: 117
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FINRA Series 7 is an exam set up for measurement of the degree of applicants in possession of knowledge in performing critical function of general securities representatives as well as sales of municipal and corporate securities. A candidate must attain the passing score of both the Series 7 and SIE to obtain the registration of the general securities representatives.
Questions and Answers
- 1.How many questions is present in the Series 7 exam?
- A.
125
- B.
150
- C.
200
- D.
250
- 2.What is the Corporate Securities Limited Representative Exam?
- A.
Series 55
- B.
Series 53
- C.
Series 62
- D.
Series 7
- 3.What is the Series 7's passing score?
- A.
72%
- B.
82%
- C.
55%
- D.
62%
- 4.What is the total time taken for the exam?
- A.
205 minutes
- B.
210 minutes
- C.
215 minutes
- D.
225 minutes
- 5.What is the format of the exam questions?
- A.
Essay
- B.
Fill in the blank
- C.
Multichoice
- D.
True/False
- 6.What is the cost of the Series 7 to be taken?
- A.
$205
- B.
$245
- C.
$250
- D.
$225
- 7.Which of these exams is FINRA retiring?
- A.
Series 53
- B.
Series 7
- C.
Series 62
- D.
Series 52
- 8.What is the full meaning of SIE?
- A.
Security Information Essentials
- B.
Security Information Exams
- C.
Security Industry Essentials
- D.
Security Industry Exams
- 9.What is the minimum age required for SIE exam?
- A.
25
- B.
22
- C.
20
- D.
18
- 10.What is the percentage of Knowledge of Capital Market in SIE exam?
- A.
16%
- B.
12%
- C.
14%
- D.
19%
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