Finra Series 7 Exam: Trivia Quiz!
10 Questions
| Total Attempts: 130
(165).jpg "Finra Series 7 Exam: Trivia Quiz! - Quiz")
FINRA Series 7 is an exam set up for measuring applicants' degree in possession of knowledge in performing the critical function of general securities representatives and sales of municipal and corporate securities. A candidate must attain the passing score of both the Series 7 and SIE to obtain the general securities representatives' registration.
Questions and Answers
- 1.
How many questions are present in the Series 7 exam?- A.
125
- B.
150
- C.
200
- D.
250
- 2.
What is the Corporate Securities Limited Representative Exam?
- A.
Series 55
- B.
Series 53
- C.
Series 62
- D.
Series 7
- 3.
What is the Series 7's passing score?
- A.
72%
- B.
82%
- C.
55%
- D.
62%
- 4.
What is the total time taken for the exam?
- A.
205 minutes
- B.
210 minutes
- C.
215 minutes
- D.
225 minutes
- 5.
What is the format of the exam questions?
- A.
Essay
- B.
Fill in the blank
- C.
Multichoice
- D.
True/False
- 6.
What is the cost of the Series 7 to be taken?
- A.
$205
- B.
$245
- C.
$250
- D.
$225
- 7.
Which of these exams is FINRA retiring?
- A.
Series 53
- B.
Series 7
- C.
Series 62
- D.
Series 52
- 8.
What is the full meaning of SIE?
- A.
Security Information Essentials
- B.
Security Information Exams
- C.
Security Industry Essentials
- D.
Security Industry Exams
- 9.
What is the minimum age required for the SIE exam?
- A.
25
- B.
22
- C.
20
- D.
18
- 10.
What is the percentage of Knowledge of Capital Market in SIE exam?
- A.
16%
- B.
12%
- C.
14%
- D.
19%
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