Finra Series 7 Exam: Trivia Quiz!

10 Questions | Total Attempts: 126

SettingsSettingsSettings
Finra Series 7 Exam: Trivia Quiz!

FINRA Series 7 is an exam set up for measuring applicants' degree in possession of knowledge in performing the critical function of general securities representatives and sales of municipal and corporate securities. A candidate must attain the passing score of both the Series 7 and SIE to obtain the general securities representatives' registration.


Questions and Answers
  • 1. 
    How many questions are present in the Series 7 exam?
    • A. 

      125

    • B. 

      150

    • C. 

      200

    • D. 

      250

  • 2. 
    What is the Corporate Securities Limited Representative Exam? 
    • A. 

      Series 55

    • B. 

      Series 53

    • C. 

      Series 62

    • D. 

      Series 7

  • 3. 
    What is the Series 7's passing score?
    • A. 

      72%

    • B. 

      82%

    • C. 

      55%

    • D. 

      62%

  • 4. 
    What is the total time taken for the exam?
    • A. 

      205 minutes

    • B. 

      210 minutes

    • C. 

      215 minutes

    • D. 

      225 minutes

  • 5. 
    What is the format of the exam questions?
    • A. 

      Essay

    • B. 

      Fill in the blank

    • C. 

      Multichoice

    • D. 

      True/False

  • 6. 
    What is the cost of the Series 7 to be taken? 
    • A. 

      $205

    • B. 

      $245

    • C. 

      $250

    • D. 

      $225

  • 7. 
    Which of these exams is FINRA retiring?
    • A. 

      Series 53

    • B. 

      Series 7

    • C. 

      Series 62

    • D. 

      Series 52

  • 8. 
    What is the full meaning of SIE?
    • A. 

      Security Information Essentials

    • B. 

      Security Information Exams

    • C. 

      Security Industry Essentials

    • D. 

      Security Industry Exams

  • 9. 
    What is the minimum age required for the SIE exam?
    • A. 

      25

    • B. 

      22

    • C. 

      20

    • D. 

      18

  • 10. 
    What is the percentage of Knowledge of Capital Market in SIE exam?
    • A. 

      16%

    • B. 

      12%

    • C. 

      14%

    • D. 

      19%

Related Topics
Back to Top Back to top