Yes
No
Investigate the matter before deciding whether to submit a SAR.
Send a QAR to the company’s AML Compliance Officer immediately as it is the role of the AML Compliance Officer to conduct the investigation along with others at the company who normally engage in such investigations.
File a SAR with the Financial Crimes Enforcement Network.
Nothing so that the loan will go through.
180 days
90 days
30 days
10 days
True
False
Save them and notify the AML Compliance officer about them.
These records do not need to be saved as a new investigation will be conducted and new documents created.
Delete them if they show negative things about the company or borrower.
True
False
True
False
$200
$1,000
$5,000
$10,000
True
False
A customer who has their reported business telephone disconnected.
A customer who uses a nickname.
A customer who uses different social security numbers with variations of his or her name.
A customer that makes frequent or large transactions and has no record of past or present employment experience.
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