Below is a regulatory compliance training trivia quiz! There are different laws, regulations, guidelines, and specifications put in place when it comes to business processes and for a business to succeed without threats of being closed by the law or injunctions. Do take this quiz and see what you know about some of the common regulations. All the best!
Retaliated against.
Coerced.
Intimidated.
Threatened.
All of the Above.
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Close the loan.
Escrow taxes and insurance.
File a complaint.
Sign a waiver.
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TRUE
FALSE
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Bank Protection Act
Bank Bribery Act
Gramm-Leach-Bliley Act
Code of Conduct/Ethics
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Bank Secrecy Act, Regulation C, Regulation A, Fair Labor Standards Act.
Unfair Deceptive Acts and Practices, Servicemember's Civil Relief Act, Gramm-Leach-Bliley Act, Regulation Z
Fair Housing Act, Equal Credit Opportunity Act, Home Mortgage Disclosure Act, and Community Reinvestment Act
None of the above.
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Low Risk
Moderate Risk
High Risk
Extreme Risk
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January 1, 2010
April 1, 2010
February 26, 2010
June 26, 2010
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Small Bank
Intermediate Small Bank
Large Bank
Mega Bank
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Regulation A and B.
Regulation C and CC.
Regulation Z and X.
Regulation D and Q.
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Quiz Review Timeline (Updated): Mar 22, 2023 +
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