Trivia Quiz: What Do You Know About Secondary Market?
This quiz relates to the secondary market for stock.
- 1.What happens if a stock is not listed?
- A.
It cannot be publicly traded
- B.
It can only trade as a NASDAQ stock
- C.
The stock can be traded "over the counter"
- D.
It faces a fine imposed by the SEC
- 2.What is the function of a market maker?
- A.
Helps companies that are doing IPOs
- B.
Sells stocks on behalf of clients for a commission
- C.
Maintains an orderly market by buying or selling stock if their are no other buyers or sellers
- D.
Ensures that brokers do not defraud their customers
- 3.How are stock prices determined in the secondary market?
- A.
They are set by the corporation's CFO
- B.
They are set by the corporation's Board of Directors
- C.
They are set by the SEC
- D.
Supply and demand
- 4.A financial professional who assists investors in the secondary market by providing access to the exchanges:
- A.
Broker
- B.
Market maker
- C.
Investment banker
- D.
CFO
- 5.A stock exchange on which all trades are electronic (there is no physical place where trading takes place):
- A.
NYSE
- B.
NASDAQ
- C.
SEC
- D.
CFO
- 6.One of the major stock exchanges:
- A.
Philadelphia Stock Exchange
- B.
NASDAQ
- C.
Technology Stock Exchange
- D.
Linked In
- 7.If a corporation is concerned about its ability to meet listing requirements, the best place for its stock to trade is
- A.
On the NYSE
- B.
In the over the counter market
- C.
On the NASDAQ
- D.
None of the above have listing requirements
- 8.Listing requirements vary among exchanges, but, in general, listing requirements do not require a corporation to have
- A.
A profitable history
- B.
A large market capitalization
- C.
A large number of shareholders
- D.
A history of paying dividends
- 9.At present, most stock trades are done
- A.
By visiting the floor of the exchange
- B.
On the phone
- C.
Electronically
- D.
By placing an offer on ebay
- 10.How many stocks are in the DOW?
- A.
3,500
- B.
2,000
- C.
500
- D.
30
- 11.Which exchange lists a large number of technology companies?
- A.
SEC
- B.
NYSE
- C.
NASDAQ
- D.
DOW
Questions: 6 | Attempts: 3585 | Last updated: Mar 22, 2022
-
Sample QuestionIn a Market structure called 'Monopoly' there will:
Questions: 10 | Attempts: 1824 | Last updated: Mar 21, 2022
-
Sample QuestionWhich theory states that a nation should produce and sell goods to other countries that it produces most efficiently, and buy goods produced more efficiently by other countries?
Questions: 10 | Attempts: 1010 | Last updated: Mar 21, 2022
-
Sample QuestionA Dodge Caravan is best suited for:
- Accounting Quizzes
- Agriculture Quizzes
- Automotive Quizzes
- Brand Quizzes
- Business Accounting Quizzes
- Business Analyst Quizzes
- Business Development Quizzes
- Business Document Quizzes
- Business Environment Quizzes
- Business Etiquette Quizzes
- Business Finance Quizzes
- Business Math Quizzes
- Business Organization Quizzes
- Business Plan Quizzes
- Business Process Quizzes
- Business Study Quizzes
- Business Technology Quizzes
- Ceo Quizzes
- Collaboration Quizzes
- Company Quizzes
- Construction Quizzes
- Consumer Quizzes
- Csr Quizzes
- Customer Quizzes
- Customer Service Quizzes
- Development Quizzes
- Ecommerce Quizzes
- Employment Quizzes
- Entrepreneurship Quizzes
- Finance Quizzes
- Hospitality Quizzes
- Human Resources Quizzes
- Industry Quizzes
- International Business Quizzes
- Introduction To Business Quizzes
- Investment Quizzes
- Logistics Quizzes
- Management Quizzes
- Manufacturing Quizzes
- Material Quizzes
- Media Quizzes
- Office Quizzes
- Organization Quizzes
- Principles Of Business Quizzes
- Printing Quizzes
- Publishing Quizzes
- Real Estate Quizzes
- Retail Quizzes
- Sap Business One Quizzes
- Small Business Quizzes
- Source Quizzes
- Supply Quizzes
- Survey Quizzes
- Telecommunication Quizzes
- Trade Quizzes
- Training Quizzes
- Transportation Quizzes
- Warehouse Quizzes
- Welding Quizzes
Back to top