This quiz relates to the secondary market for stock.
It cannot be publicly traded
It can only trade as a NASDAQ stock
The stock can be traded "over the counter"
It faces a fine imposed by the SEC
Helps companies that are doing IPOs
Sells stocks on behalf of clients for a commission
Maintains an orderly market by buying or selling stock if their are no other buyers or sellers
Ensures that brokers do not defraud their customers
They are set by the corporation's CFO
They are set by the corporation's Board of Directors
They are set by the SEC
Supply and demand
Broker
Market maker
Investment banker
CFO
NYSE
NASDAQ
SEC
CFO
Philadelphia Stock Exchange
NASDAQ
Technology Stock Exchange
Linked In
On the NYSE
In the over the counter market
On the NASDAQ
None of the above have listing requirements
A profitable history
A large market capitalization
A large number of shareholders
A history of paying dividends
By visiting the floor of the exchange
On the phone
Electronically
By placing an offer on ebay
3,500
2,000
500
30
SEC
NYSE
NASDAQ
DOW