Investors Europe (Mauritius) Limited - Training Module I
143 Questions
| Total Attempts: 25
Module I : Gauges the staff's basic comprehension of Financial Markets and of the firm's basic rules, regulations and obligations as a Mauritius FSC regulated entity.
Questions and Answers
- 1.At Investors Europe Stock Brokers, an investor can trade with many different currencies on his online trading platform but must normally choose a base currency.
- A.
True
- B.
False
- C.
False
- 2.
Account Opening : The documents needed to open a corporate account are the same as the ones needed to open an Individual account or a personal account.- A.
True
- B.
False
- C.
False
- D.
False
- 3.
Investors Europe Stock Brokers executes trades on behalf of clients as their agent or their intermediary.
- A.
True
- B.
False
- 4.Investors Europe informs and assists the client in choosing which platform to use, but it is always the client's choice
- A.
True
- B.
False
- 5.It is usually possible to add tradeable and liquid securities from global stock markets onto the Rock Trader platform
- A.
True
- B.
False
- 6.MT4 is a platform which clients are able to use to trade on the foreign exchange market or Spot Forex Market
- A.
True
- B.
False
- C.
False
- 7.If a client sends his account opening application, you should give it to the Administrative Department
- A.
True
- B.
False
- 8.There are no currency controls with regard to international transfers into and from Mauritius.
- A.
True
- B.
False
- 9.Clients can place orders over company's recorded phone (recorded Skype) and they will not be charged extra
- A.
True
- B.
False
- 10.Investors Europe an execution-only broker which means it never takes positions in the markets
- A.
True
- B.
False
- 11.There are clearly potential conflicts of interest when a stock broker or bank manages its own assets alongside client assets
- A.
True
- B.
False
- 12.Investors Europe can manage client asset executions if so instructed and given discretion by a client?
- A.
True
- B.
False
- 13.MiFiD stands for “Market Investment For Investors Direct” in the EU
- A.
True
- B.
False
- 14.FATCA is an acronym for an American Law attempting to identify US tax payers throughout the world?
- A.
True
- B.
False
- 15.MiFID gives protection primarily to Intermediaries like Investors Europe & banks
- A.
True
- B.
False
- 16.Investors Europe was originally set up in 2001 in Gibraltar as an Execution-only stock broker?
- A.
True
- B.
False
- 17.Spot Forex a regulated activity in Gibraltar?
- A.
True
- B.
False
- 18.The company cannot reveal the names of its clients to any third parties unless they specifically approve this as it would be a serious breach of client privacy and the Company could be sued under Mauritius and EU privacy laws.?
- A.
True
- B.
False
- 19.MT4 is a well known Motorway North of London, by the M3?
- A.
True
- B.
False
- 20.Banking secrecy still exists in Mauritius? A third party like the police has to get a Court Order for authorisation to look at a Mauritius bank account?
- A.
True
- B.
False
- 21.Capital Gains Taxes are levied on clients' trading profits when they trade via Investors Europe, if they are not resident in Mauritius.
- A.
True
- B.
False
- 22.London is an offshore jurisdiction in some circumstances
- A.
True
- B.
False
- 23.The US is probably the world's largest offshore jurisdiction
- A.
True
- B.
False
- 24.In the stock markets, company dividends are normally paid Net of Withholding Tax (i.e. Tax taken at source before being transferred to the investor)
- A.
True
- B.
False
- 25.Is a Chinese Wall an articial information exchange barrier created within a company to avoid conflicts of interest
- A.
True
- B.
False
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