Investors Europe (Mauritius) Limited - Training Module I

143 Questions | Total Attempts: 25

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Investors Europe (Mauritius) Limited - Training Module I - Quiz

Module I : Gauges the staff's basic comprehension of Financial Markets and of the firm's basic rules, regulations and obligations as a Mauritius FSC regulated entity.


Questions and Answers
  • 1. 
    At Investors Europe Stock Brokers, an investor can trade with many different currencies on his online trading platform but must normally choose a base currency.
    • A. 

      True

    • B. 

      False

    • C. 

      False

  • 2. 
    Account Opening : The documents needed to open a corporate account are the same as the ones needed to open an Individual account or  a personal account.
    • A. 

      True

    • B. 

      False

    • C. 

      False

    • D. 

      False

  • 3. 
    Investors Europe Stock Brokers executes trades on behalf of clients as their agent or their intermediary.
    • A. 

      True

    • B. 

      False

  • 4. 
    Investors Europe informs and assists the client in choosing which platform to use, but it is always the client's choice
    • A. 

      True

    • B. 

      False

  • 5. 
    It is usually possible to add tradeable and liquid securities from global stock markets onto the Rock Trader platform
    • A. 

      True

    • B. 

      False

  • 6. 
    MT4 is a platform which clients are able to use to trade on the foreign exchange market or Spot Forex Market
    • A. 

      True

    • B. 

      False

    • C. 

      False

  • 7. 
    If a client sends his account opening application, you should give it to the Administrative Department
    • A. 

      True

    • B. 

      False

  • 8. 
    There are no currency controls with regard to international transfers into and from Mauritius.
    • A. 

      True

    • B. 

      False

  • 9. 
    Clients can place orders over company's recorded phone (recorded Skype) and they will not be charged extra
    • A. 

      True

    • B. 

      False

  • 10. 
    Investors Europe an execution-only broker which means it never takes positions in the markets
    • A. 

      True

    • B. 

      False

  • 11. 
    There are clearly potential conflicts of interest when a stock broker or bank manages its own assets alongside client assets
    • A. 

      True

    • B. 

      False

  • 12. 
    Investors Europe can manage client asset executions if so instructed and given discretion by a client?
    • A. 

      True

    • B. 

      False

  • 13. 
    MiFiD stands for “Market Investment For Investors Direct” in the EU
    • A. 

      True

    • B. 

      False

  • 14. 
    FATCA is an acronym for an American Law attempting to identify US tax payers throughout the world?
    • A. 

      True

    • B. 

      False

  • 15. 
    MiFID gives protection primarily to Intermediaries like Investors Europe & banks
    • A. 

      True

    • B. 

      False

  • 16. 
    Investors Europe was originally set up in 2001 in Gibraltar as an Execution-only stock broker?
    • A. 

      True

    • B. 

      False

  • 17. 
    Spot Forex a regulated activity in Gibraltar?
    • A. 

      True

    • B. 

      False

  • 18. 
    The company cannot reveal the names of its clients to any third parties unless they specifically approve this  as it would be a serious breach of client privacy and the Company could be sued under Mauritius and EU privacy laws.?
    • A. 

      True

    • B. 

      False

  • 19. 
    MT4 is a well known Motorway North of London, by the M3?
    • A. 

      True

    • B. 

      False

  • 20. 
    Banking secrecy still exists in Mauritius? A third party like the police has to get a Court Order for authorisation to look at a Mauritius bank account?
    • A. 

      True

    • B. 

      False

  • 21. 
    Capital Gains Taxes are levied on clients' trading profits when they trade via Investors Europe, if they are not resident in Mauritius.
    • A. 

      True

    • B. 

      False

  • 22. 
    London is an offshore jurisdiction in some circumstances
    • A. 

      True

    • B. 

      False

  • 23. 
    The US is probably the world's largest offshore jurisdiction
    • A. 

      True

    • B. 

      False

  • 24. 
    In the stock markets, company dividends are normally paid Net of Withholding Tax (i.e. Tax taken at source before being transferred to the investor)
    • A. 

      True

    • B. 

      False

  • 25. 
    Is a Chinese Wall an articial information exchange barrier created within a company to avoid conflicts of interest
    • A. 

      True

    • B. 

      False

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