Chapter Eleven: Financing & Listing Securities

36 Questions | Total Attempts: 61

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Chapter Eleven: Financing & Listing Securities - Quiz

Chapter Eleven: Financing & Listing Securities


Questions and Answers
  • 1. 
    LOS Question:Compare and contrast the three types of business structures and explain the process, outcomes, advantages, and disadvantages of incorporation.
  • 2. 
    LOS Question:Describe the processes by which governments raise debt capital to finance their funding requirements.
  • 3. 
    LOS Question:Describe the processes by which corporations raise debt or equity capital to finance theirfunding requirements.
  • 4. 
    LOS Question: Summarize the steps in the corporate financing process, explain the different methods of offering securities to the public, summarize the prospectus system and evaluate after-market stabilization.
  • 5. 
    LOS Question:Identify other methods of distributing securities to the public through stock exchanges.
  • 6. 
    Discuss the advantages and disadvantages of listing shares for trading on an exchange and explain the circumstances and ways in which exchanges can withdraw trading privileges.
  • 7. 
    WHAT IS THE DIFFERENCE BETWEEN DEBT AND EQUITY?
  • 8. 
    WHAT IS THE DIFFERENCE BETWEEN PREFERRED SHARES AND COMMONSHARES?
  • 9. 
    DO OVER-THE-COUNTER STOCKS TRADE IN THE SECONDARY MARKET?
  • 10. 
    DOES A LIMITED PARTNERSHIP HAVE A GENERAL PARTNER?
  • 11. 
    CAN A PARTNER SUE THE PARTNERSHIP?
  • 12. 
    WHAT’S THE MAJOR DIFFERENCE BETWEEN A PUBLIC AND A PRIVATECORPORATION?
  • 13. 
    HOW CAN A COMPANY HAVE SHARES THAT ARE CONSIDERED ISSUED BUTNOT OUTSTANDING?
  • 14. 
    CAN YOU GIVE ME AN EXAMPLE OF HOW A COMPANY CAN HAVE SHARESTHAT ARE ISSUED BUT NOT OUTSTANDING?
  • 15. 
    CAN YOU GIVE ME AN EXAMPLE OF HOW THE PUBLIC FLOAT DIFFERS FROMOUTSTANDING SHARES?
  • 16. 
    I’M HAVING TROUBLE UNDERSTANDING THE DIFFERENCE BETWEEN THEPUBLIC FLOAT AND SHARES THAT ARE AVAILABLE FOR TRADING BUT NOTPART OF THE PUBLIC FLOAT? PLEASE HELP.
  • 17. 
    WHAT IS THE DIFFERENCE BETWEEN THE TITLES OF LIMITED, INCORPORATED AND CORPORATION?
  • 18. 
    HOW CAN A SHAREHOLDER OR A GROUP OF SHAREHOLDERS OWNING LESSTHAN 50% OF VOTING SHARES CONTROL A CORPORATION?
  • 19. 
    WHAT ARE THE ROLES OF THE CHAIRMAN, CEO AND PRESIDENT OF ACORPORATION?
  • 20. 
    ARE DIRECTORS USUALLY SHAREHOLDERS OF THE CORPORATION?
  • 21. 
    WHAT WOULD AN INTEREST OF DIRECTORS AND OFFICERS IN MATERIALTRANSACTIONS BE?
  • 22. 
    WHAT ARE THE ARTICLES OF INCORPORATION?
  • 23. 
    WHY WOULD A STOCK’S MARKET PRICE BE MORE VOLATILE IF THECOMPANY HAS A SMALLER PUBLIC FLOAT?
  • 24. 
    WHAT DOES “WINDING UP” MEAN?
  • 25. 
    HOW MANY SHARES DO YOU NEED TO OWN IN ORDER TO BE INVITED TO THESHAREHOLDER MEETING?
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