SOCRA Certification Exam! Trivia Quiz

1. Investigational new drug means

A new drug or biological drug that is used in a clinical investigation,

The method of labeling bottles of medication with unknown side effects.

Test marketing new drugs.

An investigational new drug refers to a new drug or biological drug that is being used in a clinical investigation. This means that it is a drug that is being tested in humans for the first time to evaluate its safety, efficacy, and potential side effects. It is an important step in the drug development process before a drug can be approved for commercial use. Test marketing new drugs is not the correct definition as investigational new drugs are specifically used in clinical investigations. The method of labeling bottles of medication with unknown side effects is unrelated to the definition of investigational new drug.

Explanation

An investigational new drug refers to a new drug or biological drug that is being used in a clinical investigation. This means that it is a drug that is being tested in humans for the first time to evaluate its safety, efficacy, and potential side effects. It is an important step in the drug development process before a drug can be approved for commercial use. Test marketing new drugs is not the correct definition as investigational new drugs are specifically used in clinical investigations. The method of labeling bottles of medication with unknown side effects is unrelated to the definition of investigational new drug.

2. The Belmont report consists of three main principles: beneficence, respect of persons, and ______________.

The Belmont report is a document that outlines ethical principles and guidelines for conducting research involving human subjects. It emphasizes three main principles: beneficence, which refers to the obligation to maximize benefits and minimize harm; respect for persons, which involves treating individuals autonomously and protecting those with diminished autonomy; and justice, which ensures fairness in the distribution of benefits and burdens of research. These principles serve as a framework to guide researchers and protect the rights and welfare of participants.

Explanation

The Belmont report is a document that outlines ethical principles and guidelines for conducting research involving human subjects. It emphasizes three main principles: beneficence, which refers to the obligation to maximize benefits and minimize harm; respect for persons, which involves treating individuals autonomously and protecting those with diminished autonomy; and justice, which ensures fairness in the distribution of benefits and burdens of research. These principles serve as a framework to guide researchers and protect the rights and welfare of participants.

Submit

3. The FDA may restrict, suspend, or terminate an institution's or IRB's use of the expedited review procedure when necessary to protect the rights or welfare of subjects.

True

False

21 CFR 56 sec 110 d

Explanation

21 CFR 56 sec 110 d

4. What phase of a drug trial usually includes hundreds to thousands of volunteers?

Phase 3 trials involve a large number of participants, typically ranging from several hundred to thousands of volunteers. The goal is to confirm the drug's efficacy, monitor side effects, and compare it to commonly used treatments. This phase is crucial for determining whether the drug is safe and effective for widespread use. Earlier phases, such as Phase 1 and Phase 2, involve fewer participants and focus on safety, dosage, and preliminary efficacy.

Explanation

Phase 3 trials involve a large number of participants, typically ranging from several hundred to thousands of volunteers. The goal is to confirm the drug's efficacy, monitor side effects, and compare it to commonly used treatments. This phase is crucial for determining whether the drug is safe and effective for widespread use. Earlier phases, such as Phase 1 and Phase 2, involve fewer participants and focus on safety, dosage, and preliminary efficacy.

Submit

5. Which of the following is not listed on FDA form 1571:

Name, address, phone number of the sponsor

A commitment not to start the clinical investigation until the IND is in effect

Identification of the phase of the trial

Approved informed consent document

The FDA form 1571 is used for submitting an Investigational New Drug (IND) application to the FDA. This form includes various information about the sponsor, the clinical investigation, and the drug being studied. The approved informed consent document is not listed on FDA form 1571 because it is not a part of the application itself. The informed consent document is a separate document that is provided to study participants to ensure that they are fully informed about the study and give their voluntary consent to participate.

Explanation

The FDA form 1571 is used for submitting an Investigational New Drug (IND) application to the FDA. This form includes various information about the sponsor, the clinical investigation, and the drug being studied. The approved informed consent document is not listed on FDA form 1571 because it is not a part of the application itself. The informed consent document is a separate document that is provided to study participants to ensure that they are fully informed about the study and give their voluntary consent to participate.

6. The immediate package of an investigational new drug intended for human use shall bear a label with the statement.

"Caution: for FDA research purposes only"

"Caution: New drug-- limited known side effects"

"Caution: New Drug-- Limited by Federal (or United States) law to investigational use."

None of the above

The correct answer is "Caution: New Drug-- Limited by Federal (or United States) law to investigational use." This statement accurately reflects the requirement for the immediate package label of an investigational new drug intended for human use. It indicates that the drug is limited by federal or United States law to investigational use only, emphasizing the legal restrictions on its use and the need for further research. This label helps ensure that the drug is not used inappropriately or without proper oversight.

Explanation

The correct answer is "Caution: New Drug-- Limited by Federal (or United States) law to investigational use." This statement accurately reflects the requirement for the immediate package label of an investigational new drug intended for human use. It indicates that the drug is limited by federal or United States law to investigational use only, emphasizing the legal restrictions on its use and the need for further research. This label helps ensure that the drug is not used inappropriately or without proper oversight.

7. The main concept of 21 CFR 50 is

IRB regulations

Protection of human subjects

Financial disclosure

Electronic records

The main concept of 21 CFR 50 is the protection of human subjects. This regulation ensures that individuals participating in clinical trials or research studies are treated ethically and their rights and welfare are safeguarded. It outlines the informed consent process, requiring researchers to provide participants with all relevant information about the study, its risks, and benefits before they can voluntarily decide to participate. Additionally, it establishes guidelines for the involvement of vulnerable populations, such as children or prisoners, to ensure their specific needs and rights are protected.

Explanation

The main concept of 21 CFR 50 is the protection of human subjects. This regulation ensures that individuals participating in clinical trials or research studies are treated ethically and their rights and welfare are safeguarded. It outlines the informed consent process, requiring researchers to provide participants with all relevant information about the study, its risks, and benefits before they can voluntarily decide to participate. Additionally, it establishes guidelines for the involvement of vulnerable populations, such as children or prisoners, to ensure their specific needs and rights are protected.

8. Subpart D of 21 CFR 50 lists the

Safe guards of children

Informed consent

Rights of prisoners as research subjects

Other not listed above

Subpart D of 21 CFR 50 specifically addresses the safeguards that need to be in place when conducting research involving children. This section outlines the additional protections and considerations that must be taken into account to ensure the safety and well-being of child participants. It covers aspects such as obtaining informed consent from parents or guardians, assent from the children themselves, and the requirement for the research to have a favorable risk-benefit ratio for the participants. This subpart aims to protect the rights and welfare of children involved in research studies.

Explanation

Subpart D of 21 CFR 50 specifically addresses the safeguards that need to be in place when conducting research involving children. This section outlines the additional protections and considerations that must be taken into account to ensure the safety and well-being of child participants. It covers aspects such as obtaining informed consent from parents or guardians, assent from the children themselves, and the requirement for the research to have a favorable risk-benefit ratio for the participants. This subpart aims to protect the rights and welfare of children involved in research studies.

9. What is FDA form 1571?

Statement of investigator

Cover sheet for Investigational New Drug application

Disclosure of financial interests of clinical investigators

Investigator's brochure application

FDA form 1571 is the cover sheet for an Investigational New Drug (IND) application. This form serves as a summary of the information included in the IND application, providing an overview of the study protocol, the drug's composition, manufacturing details, and the proposed clinical trials. It also includes information about the sponsor, the investigator, and the institutional review board (IRB) overseeing the study. The FDA uses this form to quickly assess the key details of the IND application before conducting a thorough review.

Explanation

FDA form 1571 is the cover sheet for an Investigational New Drug (IND) application. This form serves as a summary of the information included in the IND application, providing an overview of the study protocol, the drug's composition, manufacturing details, and the proposed clinical trials. It also includes information about the sponsor, the investigator, and the institutional review board (IRB) overseeing the study. The FDA uses this form to quickly assess the key details of the IND application before conducting a thorough review.

10. 21 CFR 312 deals with

Investigational device exemptions

Protection of human subjects/ informed consent

Investigational New Drug application

IRB protocols

21 CFR 312 deals with Investigational New Drug application. This regulation outlines the requirements for the submission and approval of an Investigational New Drug (IND) application to the U.S. Food and Drug Administration (FDA). The IND application is submitted by sponsors or investigators who wish to conduct clinical trials with new drugs or biologics in humans. It includes information on the drug's composition, manufacturing, preclinical data, and proposed clinical trial protocols. The FDA reviews the IND application to ensure that the proposed clinical trials are safe and ethical before allowing them to proceed.

Explanation

21 CFR 312 deals with Investigational New Drug application. This regulation outlines the requirements for the submission and approval of an Investigational New Drug (IND) application to the U.S. Food and Drug Administration (FDA). The IND application is submitted by sponsors or investigators who wish to conduct clinical trials with new drugs or biologics in humans. It includes information on the drug's composition, manufacturing, preclinical data, and proposed clinical trial protocols. The FDA reviews the IND application to ensure that the proposed clinical trials are safe and ethical before allowing them to proceed.

11. A sponsor will not ship a study drug until they have received all of the following documents:

IRB approved protocol, IRB approved informed consent form, IRB approval letter, IRB approved recruitment materials

Signed and completed 1572, CV's and financial disclosures from everyone listed on 1572

Current lab certifications and normal ranges

A and B

All of the above

The correct answer is "All of the above". The question states that a sponsor will not ship a study drug until they have received all of the listed documents, which includes the IRB approved protocol, IRB approved informed consent form, IRB approval letter, IRB approved recruitment materials, signed and completed 1572, CV's and financial disclosures from everyone listed on 1572, and current lab certifications and normal ranges. Therefore, all of these documents must be received before the sponsor will ship the study drug.

Explanation

The correct answer is "All of the above". The question states that a sponsor will not ship a study drug until they have received all of the listed documents, which includes the IRB approved protocol, IRB approved informed consent form, IRB approval letter, IRB approved recruitment materials, signed and completed 1572, CV's and financial disclosures from everyone listed on 1572, and current lab certifications and normal ranges. Therefore, all of these documents must be received before the sponsor will ship the study drug.

12. Certification of absence of financial interest would also be known as

Form 3455

Form 3454

The correct answer is Form 3454 because the question is asking for an alternative name for the "Certification of absence of financial interest". The answer provided, Form 3454, is the alternative name for the certification.

Explanation

The correct answer is Form 3454 because the question is asking for an alternative name for the "Certification of absence of financial interest". The answer provided, Form 3454, is the alternative name for the certification.

13. A Phase ________ protocol is more flexible and less detailed than the others.

I

II

III

None of the Phases are flexible.

Phase I protocol is more flexible and less detailed than the others. This is because Phase I of a protocol typically involves a small number of participants and focuses on assessing the safety and tolerability of a new drug or treatment. It is usually the first step in clinical trials and aims to determine the appropriate dosage and potential side effects. Compared to Phase II and III, Phase I protocols are less complex and detailed as they primarily focus on initial safety evaluations rather than efficacy or effectiveness assessments.

Explanation

Phase I protocol is more flexible and less detailed than the others. This is because Phase I of a protocol typically involves a small number of participants and focuses on assessing the safety and tolerability of a new drug or treatment. It is usually the first step in clinical trials and aims to determine the appropriate dosage and potential side effects. Compared to Phase II and III, Phase I protocols are less complex and detailed as they primarily focus on initial safety evaluations rather than efficacy or effectiveness assessments.

14. A source document is any document found that is associated with a clinical trial.

True

False

A source document is any document where the data are FIRST recorded.

Explanation

A source document is any document where the data are FIRST recorded.

15. Which phase of a drug trial primarily focuses on determining the safety and proper dosage of a new drug in a small group of healthy volunteers?

Phase 1

Phase 2

Phase 3

Phase 4

Phase 1 of a drug trial is the earliest stage of human testing, where the primary goal is to assess the safety of the drug and determine the appropriate dosage. This phase typically involves a small group of healthy volunteers (usually 20-100 people) and aims to identify side effects and how the drug is metabolized in the body. Later phases, such as Phase 2 and Phase 3, focus more on efficacy and safety in larger populations. Phase 4 occurs after the drug is approved and monitors its long-term effects.

Explanation

Phase 1 of a drug trial is the earliest stage of human testing, where the primary goal is to assess the safety of the drug and determine the appropriate dosage. This phase typically involves a small group of healthy volunteers (usually 20-100 people) and aims to identify side effects and how the drug is metabolized in the body. Later phases, such as Phase 2 and Phase 3, focus more on efficacy and safety in larger populations. Phase 4 occurs after the drug is approved and monitors its long-term effects.