Sample Question, Quiz #1

5 Questions | Total Attempts: 68

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Sample Question, Quiz #1

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Questions and Answers
  • 1. 
    Major stock exchange on which many tech stocks are listed
    • A. 

      NASDAQ

    • B. 

      NYSE

    • C. 

      SEC

    • D. 

      DOW

  • 2. 
    Which type of business is easiest to form?
    • A. 

      Corporation

    • B. 

      Partnership

    • C. 

      Sole Proprietorship

    • D. 

      All are equally easy to form

  • 3. 
    Which of the following provides order in the stock market by standing ready to buy  shares of certain stocks at certain prices?
    • A. 

      CFO

    • B. 

      Broker

    • C. 

      Investment banker

    • D. 

      Market maker

  • 4. 
    If a stock is not listed on an exchange, then
    • A. 

      It cannot be a publicly traded corporation

    • B. 

      It can trade over the counter

    • C. 

      It will be fined by the SEC

    • D. 

      It must have less than 500 stockholders

  • 5. 
    What does a corporation that wants to go public need to do?
    • A. 

      Register with the SEC

    • B. 

      Provide a prospectus to potential investors

    • C. 

      Begin to file financial statements quarterly with the SEC

    • D. 

      All of the above

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