Sample Question, Quiz #1
5 Questions
| Attempts: 68
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Major stock exchange on which many tech stocks are listed
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NASDAQ
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NYSE
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SEC
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DOW
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About This Quiz
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- 2.
What does a corporation that wants to go public need to do?
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Register with the SEC
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Provide a prospectus to potential investors
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Begin to file financial statements quarterly with the SEC
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All of the above
Correct Answer
A. All of the above -
- 3.
Which type of business is easiest to form?
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Corporation
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Partnership
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Sole Proprietorship
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All are equally easy to form
Correct Answer
A. Sole Proprietorship -
- 4.
If a stock is not listed on an exchange, then
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It cannot be a publicly traded corporation
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It can trade over the counter
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It will be fined by the SEC
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It must have less than 500 stockholders
Correct Answer
A. It can trade over the counter -
- 5.
Which of the following provides order in the stock market by standing ready to buy shares of certain stocks at certain prices?
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CFO
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Broker
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Investment banker
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Market maker
Correct Answer
A. Market maker -
Quiz Review Timeline (Updated): Mar 20, 2022 +
Our quizzes are rigorously reviewed, monitored and continuously updated by our expert board to maintain accuracy, relevance, and timeliness.
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Current Version
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Mar 20, 2022Quiz Edited by
ProProfs Editorial Team -
Sep 18, 2019Quiz Created by
Theprof
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