Sample Question, Quiz #1
5 Questions
| Total Attempts: 68
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Questions and Answers
- 1.Major stock exchange on which many tech stocks are listed
- A.
NASDAQ
- B.
NYSE
- C.
SEC
- D.
DOW
- 2.Which type of business is easiest to form?
- A.
Corporation
- B.
Partnership
- C.
Sole Proprietorship
- D.
All are equally easy to form
- 3.If a stock is not listed on an exchange, then
- A.
It cannot be a publicly traded corporation
- B.
It can trade over the counter
- C.
It will be fined by the SEC
- D.
It must have less than 500 stockholders
- 4.Which of the following provides order in the stock market by standing ready to buy shares of certain stocks at certain prices?
- A.
CFO
- B.
Broker
- C.
Investment banker
- D.
Market maker
- 5.What does a corporation that wants to go public need to do?
- A.
Register with the SEC
- B.
Provide a prospectus to potential investors
- C.
Begin to file financial statements quarterly with the SEC
- D.
All of the above
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