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Municipal Securities - The Primary Market

10 Questions  I  By Lpinchik
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1.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
2.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
3.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
4.  What is debt service?
A.
B.
C.
D.
5.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
6.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
7.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
8.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
9.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
10.  What is a yield curve?
A.
B.
C.
D.
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