Municipal Securities - The Primary Market

10 Questions  I  By Lpinchik on May 25, 2011

  

Question Excerpt

Removing question excerpt is a premium feature

Upgrade and get a lot more done!
1.  What is a yield curve?
A.
B.
C.
D.
2.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
3.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
4.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
5.  What is debt service?
A.
B.
C.
D.
6.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
7.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
8.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
9.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
10.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
Back to top


to post comments.

Removing ad is a premium feature

Upgrade and get a lot more done!
Take Another Quiz