Municipal Securities - The Primary Market

10 Questions  I  By Lpinchik
Government Quizzes & Trivia

  
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1.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
2.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
3.  What is debt service?
A.
B.
C.
D.
4.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
5.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
6.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
7.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
8.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
9.  What is a yield curve?
A.
B.
C.
D.
10.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
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