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Municipal Securities - The Primary Market

10 Questions  I  By Lpinchik
Municipal Securities - The Primary Market

  
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1.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
2.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
3.  What is debt service?
A.
B.
C.
D.
4.  What is a yield curve?
A.
B.
C.
D.
5.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
6.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
7.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
8.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
9.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
10.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
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