Municipal Securities - The Primary Market

10 Questions  I  By Lpinchik on May 25, 2011

  
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1.  What is a yield curve?
A.
B.
C.
D.
2.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
3.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
4.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
5.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
6.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
7.  What is debt service?
A.
B.
C.
D.
8.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
9.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
10.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
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