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Municipal Securities - The Primary Market

10 Questions  I  By Lpinchik
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1.  What is debt service?
A.
B.
C.
D.
2.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
3.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
4.  What is a yield curve?
A.
B.
C.
D.
5.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
6.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
7.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
8.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
9.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
10.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
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