Municipal Securities - The Primary Market

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1.  Which of the following does not describe Tax Exemption?
A.
B.
C.
D.
2.  Which of the following is not a characteristic of a rating agency?
A.
B.
C.
D.
3.  Which of the following describes a Fixed Rate Bond?
A.
B.
C.
D.
E.
4.  When preparing for pricing which of the following is a characteristic of underwriting liability?
A.
B.
C.
D.
E.
5.  The fundamental elements of a bond include:
A.
B.
C.
D.
E.
6.  _________ is the date the principal of a municipal bond becomes due and payable to the bondholder.
A.
B.
C.
D.
7.  What is debt service?
A.
B.
C.
D.
8.  Which of these is not the duty of a financial advisor (FA)?
A.
B.
C.
D.
E.
9.  What documents are included in a bond issuance?
A.
B.
C.
D.
E.
10.  What is a yield curve?
A.
B.
C.
D.
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