Accounting Quiz8

10 Questions  I  By Baybayev
Accounting Quiz8

  
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Question Excerpt

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1.  Which one of the following forms is used when companies have filed with the SEC for less than 36 months but are not large enough to file form S-3?
A.
B.
C.
D.
E.
2.  Which one of the following forms is used in connection with employee stock plans?
A.
B.
C.
D.
E.
3.  Which one of the following forms is used in connection with registration of securities of real estate companies?
A.
B.
C.
D.
E.
4.  Which one of the following forms is used in connection with registration of securities of a small reporting company with $25 million of annual revenues and of $25 million of voting securities held by nonaffiliates?
A.
B.
C.
D.
E.
5.  Which one of the following forms is used when no other form is prescribed?
A.
B.
C.
D.
E.
6.  Which one of the following registration statement forms is used by large issuers that already have at least $75 million voting stock held by nonaffiliates?
A.
B.
C.
D.
E.
7.  Which of the following securities offerings is not exempt from registration prior to their sale?
A.
B.
C.
D.
E.
8.  Which of the following is not a security as defined by the SEC?
A.
B.
C.
D.
E.
9.  Which of the following are issued by the SEC, as needed, to supplement Regulation S-X and Regulation S-K?
A.
B.
C.
D.
E.
10.  Which statement is false regarding the Public Company Accounting Oversight Board (PCAOB)?
A.
B.
C.
D.
E.
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