1.
A Form D restricts or authorizes movement and conveys instructions not covered in the Operating rules. What authority creates a Form D
Correct Answer
A. The Dispatcher
Explanation
A Form D is created by the authority of the Dispatcher. The Dispatcher is responsible for managing the movement of trains and ensuring their safe operation. A Form D is used to restrict or authorize movement and convey instructions that are not covered in the Operating rules. The Dispatcher has the authority to issue a Form D to provide specific instructions to train crews regarding their movement and operations.
2.
Form D's must be
Correct Answer
A. Numbered consecutively each day beginning at midnight
Explanation
Form D's must be numbered consecutively each day beginning at midnight. This means that each form should have a unique number that follows the previous form's number in a consecutive order. The numbering should start from the first form of the day and continue throughout the day, resetting at midnight for the next day. This ensures that each form is easily identifiable and helps in maintaining an organized record-keeping system.
3.
Applicable Form D line numbers must be circled and only authorized abbreviations must be used.
Correct Answer
A. True
Explanation
The statement is true because when filling out Form D, it is important to circle the applicable line numbers and use only authorized abbreviations. This ensures that the form is filled out correctly and in accordance with the guidelines set by the relevant authorities.
4.
Form D's for a train must be addressed to (select all that apply)
Correct Answer(s)
B. The Conductor and Engineer
D. Anyone that acts as a pilot
Explanation
The correct answer is The Conductor and Engineer, Anyone that acts as a pilot. The reason for this is that the Form D's for a train need to be addressed to the individuals who are responsible for operating and piloting the train, which includes the conductor and engineer. Additionally, anyone else who acts as a pilot, meaning they have the authority to operate the train, should also be included in the address for the Form D's.
5.
Form D's must be addressed to those who are to execute them and indicate the Form D number and time effective
Correct Answer
B. False
Explanation
Form D's must be addressed to those who are to execute them and must indicate the DATE and naming the LOCATION at which each is to receive their copy.
6.
Scheduled trains will be identified by (select the proper formats)
Correct Answer(s)
A. Extra 933
B. Extra CN 2502
D. No. 101 Eng 903
Explanation
The correct answer includes the formats "No. 101 Eng 903", "Extra 933", and "Extra CN 2502". These formats follow the pattern of including the train number (No. 101), the type of train (Eng or Engine), and the specific train identifier (903, 933, or CN 2502). The other options either do not include the train number or do not follow the correct format.
7.
Blanket addresses may be used on a Form D, such as "Eastward Trains"
Correct Answer
A. True
Explanation
This statement is true. Blanket addresses can be used on a Form D, such as "Eastward Trains". A Form D is a filing that is submitted to the Securities and Exchange Commission (SEC) by companies that are offering securities in a private placement. The purpose of the Form D is to provide information about the offering, including the names and addresses of the company's executive officers and directors. Blanket addresses are used when the company does not want to disclose the actual physical address of these individuals, and instead provides a general address, such as the name of a company or a P.O. Box.
8.
Track Cars must be addresses to the foreman, Track Car Driver or Pilot. If more than one TC is to operate on the same Form D authority how must the additional pieces be specified?
Correct Answer
C. TC 7922 plus 3
Explanation
The additional pieces of Track Cars must be specified by adding "plus 3" to the original TC number, which in this case is TC 7922. This indicates that there are three additional Track Cars operating on the same Form D authority.
9.
When additional copies of a Form D are required they must be written on a new form D
Correct Answer
B. False
Explanation
Photocopies and carbon copies are acceptable if they are first examined for legibility.
10.
The Dispatcher may personally deliver Form D's to addressed employees or may deliver them to an Operator who will then be responsible to deliver them. A Form D may also be dictated by radio, telephone or in person.
Correct Answer
A. True
Explanation
The statement is explaining the different methods by which a Form D can be delivered to employees. It states that the Dispatcher may personally deliver the forms or give them to an Operator who will be responsible for delivering them. It also mentions that the forms can be dictated through radio, telephone, or in person. This suggests that the statement is true, as it provides multiple options for delivering Form D's to employees.
11.
When a dispatcher or Operator personally delivers one or more Form D's, the Dispatcher or Operator must
Correct Answer
B. Complete the delivery portion of the top Form D in the set delivered.
Explanation
The correct answer is to complete the delivery portion of the top Form D in the set delivered. This means that when a dispatcher or operator personally delivers one or more Form D's, they only need to complete the delivery portion on the top Form D in the set. They do not need to complete the delivery portion on all Form D's in the set or verbally dictate the Form D and give a Time Effective after it's repeated.
12.
Form D's may be dictated to (select all that apply)
Correct Answer(s)
A. Employees qualified on the Operating Rules.
D. The Engineer provided the train is stopped.
Explanation
Employees qualified on the Operating Rules may be dictated to because they have the necessary knowledge and understanding of the rules and regulations governing train operations. The Engineer may also be dictated to, but only if the train is stopped, as they are responsible for the safe operation of the train while it is in motion.
13.
When dictating a Form D numbers must be plainly pronounced such as
Correct Answer
B. One-zero-five
Explanation
When dictating a Form D, numbers must be plainly pronounced. In this case, the number "105" can be pronounced as "one-zero-five", "ten-five", or "one hundred five".
14.
Before dictating a Form D the dispatcher must specify the number of copies to be made if more than one copy is required. The dispatcher must not give "Time Effective" until the Form D is repeated correctly by all receiving employees.
Correct Answer
A. True
Explanation
The statement is true because before dictating a Form D, the dispatcher needs to specify the number of copies to be made if more than one copy is required. Additionally, the dispatcher must not give "Time Effective" until the Form D is repeated correctly by all receiving employees. This ensures that all necessary copies are made and that all employees have accurately received and understood the information on the form.
15.
Employees addressed must immediately read the Form D and are responsible for compliance with its requirements. They must make certain that all employees responsible are aware of the Form D
Correct Answer
B. False
Explanation
The employees responsible for the operation of the train or TC MUST acknowledge their understanding of the Form D
16.
If communication fails before a Form D has been given a "Time Effective" the last Form D is still in effect.
Correct Answer
B. False
Explanation
If communication fails before a "time effective" has been given trains addressed must not proceed or be given permission to proceed until communication has been reestablished.
17.
If an error is discovered in a Form D before a time effective is given the dispatcher must destroy his copy and reissue the Form D under another number.
Correct Answer
B. False
Explanation
The Dispatcher must mark VOID on his copy in the Form D book and then reissue under another number,
18.
If an error on a Form D is discovered after "Time Effective" has been given, the Form D must be cancelled.
Correct Answer
A. True
Explanation
If an error is discovered on a Form D after "Time Effective" has been given, it means that the form has already been processed and approved by the relevant authorities. In order to rectify the error, the Form D must be cancelled and a new form must be submitted with the correct information. This is necessary to ensure that the correct and accurate information is provided to the authorities and to maintain compliance with regulations. Therefore, the statement "If an error on a Form D is discovered after 'Time Effective' has been given, the Form D must be cancelled" is true.
19.
Once a Form D has been given a "Time Effective" only the following information may be added to the form. (Select all that apply)
Correct Answer(s)
B. Form D cancellation information
C. Additional Line 3 authorities
D. Track is clear information
E. Additional Line 2 authorities
Explanation
- Form D's can be cancelled.
- Track clear information (Rule 805) when no trains or TC's ahead "NONE" must be written on line 3.
- Line 2 (Rule 400c Occupying DCS territory) Specified directions can be added to Form D's in effect.
- Line 3 (Rule 804) Dispatcher may direct addressees to add additional Line 2 authorities to a specified direction Form D which is still in effect.
20.
When a Form D is to be delivered to a train at an Interlocking or CP, blocking devices must not be removed until (select all that apply)
Correct Answer(s)
A. The Form D has been delivered to the engineer
B. The Engineer has acknowledged he is to receive a Form D
C. Blocking devices are not required at locations where crews are required to inquire about Form D's prior to departure.
D. When moving the train must not exceed 30 MPH, if the delivery is not effected the train must stop.
Explanation
The correct answer includes all the necessary conditions that must be met before removing blocking devices when delivering a Form D to a train at an Interlocking or CP. These conditions include: the Form D being delivered to the engineer, the engineer acknowledging that they are to receive a Form D, blocking devices not being required at locations where crews inquire about Form D's prior to departure, and the train not exceeding 30 MPH when moving. If the delivery is not successful, the train must come to a stop.
21.
When a Form D restricting the movement of the train covers a point within ____ of the point of delivery the train must be stopped. The Form D must be delivered ____ the signal to proceed is displayed, unless the engineer has been fully advised of the situation.
Correct Answer
D. 3 miles / before
Explanation
When a Form D restricting the movement of the train covers a point within 3 miles of the point of delivery, the train must be stopped. The Form D must be delivered before the signal to proceed is displayed, unless the engineer has been fully advised of the situation.
22.
When a Conductor or Engineer is relieved, all Form D's must be delivered to the ___________. The Dispatcher must be notified if they are unable to communicate with the crew they are to relieve.
Correct Answer
A. Relieving Conductor or Engineer
Explanation
When a Conductor or Engineer is relieved, all Form D's must be delivered to the Relieving Conductor or Engineer. The Dispatcher must be notified if they are unable to communicate with the crew they are to relieve.
23.
When a TBS is in service approaching trains must be notified by a Form D ___. Trains must approach a TBS must be _____.
Correct Answer
B. Line 10 or Bulletin Order / Prepared to Stop
Explanation
When a TBS (Track Bulletin System) is in service, approaching trains must be notified by a Form D. Trains must approach a TBS prepared to stop.
24.
Speed restrictions must be listed in ______ order. The limits of the restriction must be designated by timetable locations and _____, bridge numbers or catenary pole numbers.
Correct Answer
D. Sequential order / mile post locations, signal locations
Explanation
Speed restrictions must be listed in sequential order. The limits of the restriction must be designated by timetable locations and mile post locations, signal locations.
25.
When speed signs cannot be displayed immediately, the dispatcher must not use portions of a mile on the Form D, unless used in conjunction with a physical location.
Correct Answer
A. True
Explanation
When speed signs cannot be displayed immediately, it is important for the dispatcher to not use portions of a mile on the Form D, unless it is used in conjunction with a physical location. This means that without the presence of speed signs, the dispatcher should not rely solely on fractional mile measurements for indicating speed limits. Instead, they should always provide a physical location reference along with the fractional mile measurement to ensure accurate communication and adherence to speed limits. Therefore, the statement "True" is the correct answer.
26.
If a train passes the last holding point (interlocking, TBS or CP) in an approach to a TBS that is closed, the train must approach the TBS ______. It must not pass this location without _________.
Correct Answer
D. Prepared to stop / verbal permission
Explanation
If a train passes the last holding point in an approach to a closed TBS, it must approach the TBS prepared to stop. It must not pass this location without verbal permission.
27.
If a train passes the last holding point (interlocking, TBS or CP) in an approach to a TBS that is still open, the train must not approach without ______ and may not depart the TBS without _______.
Correct Answer
D. The proper hand signal or verbal permission / receiving a new Form D
Explanation
When a train passes the last holding point in approach to a TBS that is still open, it must not approach without the proper hand signal or verbal permission. Additionally, the train may not depart the TBS without receiving a new Form D. This ensures that there is clear communication and authorization for the train's movements, both in approaching the TBS and departing from it.
28.
Form D's remain in effect until fulfilled or cancelled.
Correct Answer
A. True
Explanation
Form D's remain in effect until fulfilled or cancelled. This means that once a Form D is submitted and approved, it will remain valid and enforceable until the purpose or objective stated in the form is achieved or until the issuer cancels it. Therefore, the statement "Form D's remain in effect until fulfilled or cancelled" is true.
29.
Form D's that have been fulfilled or cancelled must be ______ and held available for inspection for ___ days.
Correct Answer
B. Marked with an "X" / retained for 7 days
Explanation
When Form D's have been fulfilled or cancelled, they need to be marked with an "X" to indicate their status. These marked forms should then be retained for a period of 7 days, during which they should be available for inspection if required. This ensures that the forms are properly documented and can be reviewed if needed within the specified time frame.
30.
Form D's may be cancelled on the same form when: 1) the dispatcher contacts the addressees with his intent to cancel. 2) He states the Form D number and date, the cancellation time and date and his initials. 3) The dispatcher and addressees must record all cancellation information in the appropriate section of the Form D. 4) The addressee must repeat the Form D number and Date. 5) The Form D is cancelled when the dispatcher confirms the cancellation information is repeated correctly.
Correct Answer
A. True
Explanation
When cancelling a Form D, the dispatcher must contact the addressees and inform them of the cancellation. The dispatcher then needs to provide the Form D number and date, cancellation time and date, and their initials. Both the dispatcher and addressees must record this information on the Form D. Additionally, the addressee must repeat the Form D number and date to confirm the cancellation. The Form D is considered cancelled when the dispatcher confirms that the cancellation information has been repeated correctly. Therefore, the statement "True" is the correct answer.
31.
A Form D may be cancelled when the operator does not have a copy of the Form D. The Dispatcher must issue a separate Form D Line 13 to cancel the old one.
Correct Answer
A. True
Explanation
If the operator does not have a copy of Form D, it can be cancelled. In this case, the dispatcher is responsible for issuing a separate Form D Line 13 to cancel the old one. Therefore, the statement is true.