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5 Sample Questions

What is the qualifying holding?

  • A. Shareholding ownership at least 10% or more?
  • B. Shareholding ownership at least 15% or more?
  • C. Shareholding ownership at least 20% or more?
  • D. Shareholding ownership at least 25% or more?

Max wants to increase the % number of shares he holds in a listed Company which gives him voting rights from 2.25 % to 4.5% in the 1st quarter. He then decides to double it again in the 2nd quarter to 9%, this pattern also continued with 18% in the 3rd Quarter and again to 36% in the 4th Quarter. Which of the following applies?

  • A. A notification is required in Q2 and Q4 only
  • B. A notification is required in all quarters
  • C. A notification is required in Q2, Q3 and Q4 only
  • D. No notification is required

Law 87(I)/2017 provides for the provision of investment services, the exercise of investment activities, and the operation of regulated markets. As such, the law regulates the authorization conditions for:

  • A. Market operators
  • B. Third country firms
  • C. Investment advisors
  • D. CIFs

CySEC and the CBC are responsible for supervision under whose directives?

  • A. European Central Bank
  • B. European Union
  • C. European Community
  • D. European Economic Area

CySEC reviews the arrangements, strategies, and processes of a CIF to ensure they meet the regular requirements and to evaluate the risks the CIF may be exposed to. These reviews are:

  • A. Independent of the complexity of the CIF
  • B. Representative of a risk based approach
  • C. Undertaken at least annually
  • D. Only applied to large CIFs

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