The ultimate mock exam to prepare you for CySEC Advanced. The exam tests your knowledge in popular topics that are assessed in the exam and prepares you for success.

Keep in mind that there are over 1000+ questions, shuffled through the algorithm in order to ensure that you maximise performance. A good indication that one is ready for the exam is a combination of consecutive scores above 75+ but also a good grasp of the material overall.

 

5 Sample Questions

When can CySEC enforce members of the senior management to be removed?

  • A. The CIF is about to infinge its own funds requirements
  • B. The CIF is receiving intra-group support from the parent company
  • C. CIF has 2 years of consecutive losses
  • D. Its 10-year business plan has changed in the last annual meeting

A prospectus must include:

  • A. A business plan about the companies
  • B. A list of all the CVs of the employees
  • C. A registration document which contains information relating to the issuer
  • D. The benefits of investing for the prospective retail investors

An AIFM must be able to pinpoint any transaction that involves an AIF according to the transaction's:

  • A. Origin, parties, nature, place, and time
  • B. Parties, time, and nature
  • C. Origin and time
  • D. Nature, place, and origin

Derivatives trading is permitted to take place on a third country trading venue, only if the specific venue is approved by:

  • A. CySEC
  • B. ESMA
  • C. ESRB
  • D. EU

Buffetian co. is a management company that manages UCITS in its France. Buffetian has applied to manage a UCITS in the Republic, but has been rejected by CySEC. Which of the below is a valid reason for doing so?

  • A. Buffetian will not establish a branch in Cyprus
  • B. Buffetian is managing a different type of UCITS in France, than the one it has applied for in the Republic
  • C. Buffetian has limited expertise in the type of UCITS it has applied for
  • D. The director responsible for the UCITS does not have a degree in Finance