Claritas™ Investment Certificate
as per the copyright covering the Claritas Investment Certificate 2013 (Pilot Edition) no part of that document has been reproduced
This test has been produced by me, using my own words. So though it is designed to assist with the Claritas™ test it doesn't contrevene the Claritas™ copyright
™ CFA Institute
5 Sample Questions
Which of the following best describes a bond?
An alternative investment
A share in a company
A debt security
Which are four major drivers of the investment industry?
Decreasing computerisation and competition, regulation of the investment industry and globalisation
Advancements in computerisation, more competition, regulation of the investment industry and globalisation
Increasing computerisation and competition, deregulation of the investment industry and localisation
Which of the following is affected by investment industry ethical standards?
Financial market fairness and integrity
Laws enforced by a judicial power
A financial analysts report
Which of the following may be a consequence of behaving ethically?
An decrease in the trust of investors
An increase in the trust of investors
An decrease in the trust in financial markets
Which of the following are each a part of a basic regulatory process?
Perceiving a need->Consulting the public->Monitor