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What is a registration statement?



A. A statement that must be filed with the SEC before a company can begin an initial offering of securities to the public
B. A required filing with the SEC before a large amount of stock can be obtained by an inside party
C. An annual filing made with the NYSE
D. A filing made by a company with the SEC to indicate a significant change has occured

This question is part of 425 Exam 4
Asked by Zdavis, Last updated: Dec 18, 2019

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zdavis

Zdavis

Answered Mar 07, 2018

A statement that must be filed with the SEC before a company can begin an initial offering of securities to the public
 

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