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Accounting Quiz9

10 Questions  I  By Baybayev
Accounting Quiz9

  
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Question Excerpt

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1.  Which statement is false regarding the registration of public accounting firms with the PCAOB under the Sarbanes-Oxley Act?
A.
B.
C.
D.
E.
2.  Which information is not contained in the prospectus of the registration statement?
A.
B.
C.
D.
E.
3.  What is form 10-K?
A.
B.
C.
D.
E.
4.  What is the primary focus of the Sarbanes-Oxley Act?
A.
B.
C.
D.
E.
5.  What is shelf registration?
A.
B.
C.
D.
E.
6.  What is private placement of securities?
A.
B.
C.
D.
E.
7.  What is the minimum net worth of those who are considered accredited investors?
A.
B.
C.
D.
E.
8.  What information needs to be included in Form 10-Q? (1) Income statements for the most recent quarter and for the year to date as well as for the comparative periods in the previous year. (2) Income statements for the most recent quarter and for the year to date as well as for the comparative periods in the previous two years. (3) A statement of cash flows is mandatory, but only for the year to date as well as for the corresponding period in the preceding year. (4) Two balance sheets: one for the end of the most recent quarter and one showing the company's financial position at the end of the previous fiscal year.
A.
B.
C.
D.
E.
9.  The prospectus part of a registration contains all except which of the following?
A.
B.
C.
D.
E.
10.  The SEC's operating costs are supported through
A.
B.
C.
D.
E.
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